The date when each variety was listed as a specific variety.
2065438+March 28th, 2008 Iron Ore
2018165438+1October 12 PTA
201Aug 9 12 No.20 Glue
Low sulfur fuel oil on June 22, 2020
2020 165438+ 10/9 international copper
Palm oil 165438+20201October 20th
Please pay special attention to:
If you have passed the futures trading code of CICC or Energy Center in other futures companies, and the status is normal, you can directly check the corresponding exchange when opening an account in our company, and it is not necessary to evaluate whether the trader is suitable when applying for the code.
However, when CICC opens an account for the second time, it will open the trading authority of all financial futures and stock index options by default.
When the Energy Center opens an account for the second time, by default, it only opens the trading authority for non-crude oil futures (i.e. No.20 rubber, low-sulfur fuel oil and international copper), and the authority for crude oil futures and energy options needs to be applied separately according to the requirements of traders.
Can I just apply for options without applying for specific varieties?
The listing of options enriches investors' investment tools and is favored by the market because of its smaller capital occupation than futures. However, because the option seller faces the possibility of passive delivery, it is necessary to ensure that the trading authority of the corresponding futures product has been opened before applying for the option.
For example, the premise of opening energy options is that you have opened the trading authority of crude oil futures.
What other situations can be exempted from "three haves and have nots"?
At present, domestic exchanges have realized mutual recognition of traders' suitability evaluation, so there is exemption when applying for authority.
The so-called exemption refers to the exemption of two or three of the "three haves" (knowledge, capital and trading experience). And "none" (no bad credit record) is a prerequisite, and it can't be exempted in any case ~
0 1 If you have one or more trading rights.
No matter the authority granted by our company or other companies, it can be used as proof of exemption.
First of all, we classify the appropriate varieties of traders according to the capital verification requirements:
Backward-compatible applications for permission according to capital level can be exempted from "three haves" (knowledge test, capital requirements and trading experience).
However, in order to make a breakthrough application for permission, capital verification must be carried out, and only "two possessions" (knowledge test and trading experience) can be exempted.
For example:
Individual customers in share price index futures can apply for the appropriate varieties of all traders at one time without the "Three Owns".
Corporate customers in share price index futures can only be exempted from applying for specific varieties, commodity options and CICC. If they want to apply for crude oil futures and energy options, they must verify the capital with 6,543,800 yuan.
If you are an investor with enough trading experience.
When you have at least 50 trading days of domestic/overseas futures, options or other derivatives with centralized clearing function in the last year, you can use this trading experience as proof of exemption. (Transactions include opening and closing positions. )
In this case, when applying for specific varieties of four commodity exchanges, it is equivalent to having trading authority of 500,000 varieties, but additional capital verification is required when applying for varieties of CICC.
If you are recognized as a professional investor or market maker.
Because professional investors and market makers have comprehensively evaluated their financial status, trading ability and risk control ability, such customers can avoid "three haves" when applying for various dealers.
See the figure below for detailed exemption.