There are AA-level brokers in China, including: Jing Gaohua, Huaxi Securities, orient securities, Shen Yin Wanguo, Guangfa Securities, Southwest Securities, Guo Jin Securities, Industrial Securities, CDB Securities, Galaxy Securities, Guotai Junan, China Merchants Securities, Guo Xin Securities, CIC, Haitong Securities, CIC Securities, Hua Fu Securities, CITIC Jiantou, Huatai Securities and CITIC Securities. Many of these companies are on the AA rating list for the first time. It is worth noting that no brokerage firm was rated as the highest AAA, and no brokerage firm was rated as a D or E company.
Secondly, the CSRC classifies brokers according to their risk management capabilities. Securities firms are divided into five categories: A(AAA, AA, A), B(BBB, BB, B), C(CCC, CC, C), D and E, with a total of 1 1 level, in which level C is a watershed, and the risk management ability of level C companies is consistent with their existing businesses. As long as it is the Agricultural Bank of China, it belongs to normal operation and business can be done. D and e will be subject to regulatory restrictions and their business scope will be affected.
As of July 23, 20021year, the CSRC announced the classification results of securities companies in 20021year. 103 securities companies were divided into 4 categories and 9 levels, and there was no company with the highest rating of AAA.
According to the statistics of 2 1 Investment Union, 50 securities firms were rated as Class A, 3 more than last year. Among them, Essence Securities, orient securities, Everbright Securities and other 15 brokers were rated AA, which was the same as last year. 39 brokers were rated as Class B brokers, which was the same as last year. Among them, Bohai Securities, Caixin Securities and Great Wall Guo Rui 18 were rated as BBB, 16 as BB brokers, and 5 as B brokers. Aijian Securities, Datong Securities, Guo Sheng Securities and other 13 brokers were rated as Class C; Netcom Securities was rated as D-class.
202 1 The classification results of securities companies are as follows (the same level is sorted according to the phonetic order of company names):
Compared with last year, the ratings of 26 brokers were upgraded. Among them, donghai securities rose the fastest, jumping five levels in a row, rising directly to A from CC last year.
The ratings of 25 brokers were downgraded, Hengtai Securities and Guodu Securities were all downgraded by 4 grades, Hengtai Securities was downgraded from A to CCC, and Guodu Securities was downgraded from BB to CC.