For natural person investors, before 10 trading day, the selection layer, the innovation layer and the basic layer respectively require that the daily assets of the securities account and the capital account in their own name shall not be less than 1 10,000 yuan,10.5 million yuan and 2 million yuan (excluding the funds and securities that investors integrate through margin financing and securities lending).
In addition, natural person investors need to have investment experience, work experience or work experience. Specifically, he has more than 2 years experience in securities, funds and futures investment, or more than 2 years experience in financial product design, investment, risk management and related work.
Or securities companies, futures companies, fund management companies and their subsidiaries, commercial banks, insurance companies, trust companies and finance companies as stipulated in Item 1, Paragraph 1, Article 8 of the Measures for the Administration of Suitability of Securities and Futures Investors.
And senior management experience of financial institutions such as subsidiaries of securities companies, subsidiaries of futures companies, and private fund managers registered or registered by industry associations. Any of the above investment experience, work experience or work experience can be satisfied.
For corporate institutions and partnership enterprises, the selection layer, the innovation layer and the foundation layer require the paid-in capital or paid-in share capital of corporate institutions and the paid-in capital of partnership enterprises to reach 6,543,800 yuan, 6,543,800 yuan and 2 million yuan respectively.
In addition, asset management products of securities companies, products of fund management companies and their subsidiaries, asset management products of futures companies, bank wealth management products, insurance products, trust products, private equity funds and other wealth management products that meet the requirements of Item 2 and Item 3 of Paragraph 1 of Article 8 of the Measures for the Administration of Appropriateness of Securities and Futures Investors, which have been filed by industry associations, can participate in the issuance and trading of stocks in the whole market.
Pensions such as social security funds and enterprise annuities, social welfare funds such as charitable funds, and institutional investors such as qualified foreign institutional investors (QFII) and RMB qualified foreign institutional investors (RQFII) can also participate in the stock issuance and trading in the whole market.
Extended data:
For corporate institutions and partnership enterprises, the selection layer, the innovation layer and the foundation layer require the paid-in capital or paid-in share capital of corporate institutions and the paid-in capital of partnership enterprises to reach 6,543,800 yuan, 6,543,800 yuan and 2 million yuan respectively.
In addition, asset management products of securities companies, products of fund management companies and their subsidiaries, asset management products of futures companies, bank wealth management products, insurance products, trust products, private equity funds and other wealth management products that meet the requirements of Item 2 and Item 3 of Paragraph 1 of Article 8 of the Measures for the Administration of Appropriateness of Securities and Futures Investors, which have been filed by industry associations, can participate in the issuance and trading of stocks in the whole market.
Pensions such as social security funds and enterprise annuities, social welfare funds such as charitable funds, and institutional investors such as qualified foreign institutional investors (QFII) and RMB qualified foreign institutional investors (RQFII) can also participate in the stock issuance and trading in the whole market.
Introduction to access conditions of CSRC-New Third Board investors