Main responsibilities include:
1. Supervise and manage the securities and futures business activities of listed companies, unlisted public companies, bond issuers, securities funds and futures operating institutions, private fund managers, securities and futures investment consulting institutions, law firms, accounting firms, asset appraisal institutions and other intermediaries engaged in securities business;
2. Be responsible for risk prevention and disposal within the jurisdiction; Investigate and deal with illegal cases within its jurisdiction; Counseling and accepting the initial public offering of the company to be listed;
3, to carry out the education and protection of investors within the jurisdiction;
4. Cooperate with local governments to supervise the regional equity market;
5. Other duties as stipulated by laws and administrative regulations and authorized by China Securities Regulatory Commission.
Pay attention to the difference between CSRC and CSRC;
1. From the supervision content, the CSRC is the dispatched office of the CSRC, responsible for on-site supervision of listed companies, and pays more attention to the investigation and punishment of illegal cases such as insider trading and stock market manipulation;
The exchange is the transaction supervision, and the supervision of the whole process of information disclosure is the key point. But now it also implements on-site supervision of information disclosure, and at the same time reports illegal clues such as insider trading and market manipulation to the CSRC, and then the CSRC arranges inspections.
2. In terms of jurisdiction, the CSRC is responsible for the securities market supervision of the corresponding provinces or municipalities directly under the Central Government and autonomous regions, and undertakes the responsibility of inter-provincial inspection and supervision, while the exchange covers the whole country for listed companies in this exchange.
legal ground
The Regulations on the Administration of Futures Trading stipulates that "China Securities Regulatory Commission shall exercise centralized and unified supervision and management over the futures market". There is a special futures supervision department within the CSRC, which is the functional department of China Securities Regulatory Commission to supervise and manage the futures market.