Different varieties require different fees. In addition to handling fees, metal futures and agricultural product futures also require: warehousing fees, outgoing fees, transfer fees, and storage fees.

Delivery by securities firms

When the market closes every day, the clearing department of the stock exchange will determine the quantity and price of various securities purchased and sold by each securities firm based on the "floor transaction slip" on that day. Calculate the net amount after offsetting the prices receivable and payable of each securities firm and the net amount after offsetting the receivables and payables of various securities, prepare the "clearing and delivery summary table" of the day and the "clearing and delivery table" of each securities firm, and distribute them Clearing and delivery personnel of each securities firm. After receiving the "clearance and delivery form" and verifying that it is correct, the liquidation personnel of each securities firm must prepare the company's "delivery list" for the day and handle the delivery procedures. When handling price delivery, the delivery procedures must be completed in accordance with the following regulations:

(1) For those who pay the price, a debit voucher will be issued for the full amount of the delivery amount to the stock exchange's account at the People's Bank of China business department, and the transaction will be The clearing department of the firm sends it to the sales department to settle accounts.

(2) For the price receivable, the clearing department of the exchange will issue a transfer voucher in full and send it to the sales department for transfer procedures.

When handling securities delivery, the following regulations shall be followed:

(1) Those who have securities payable shall send the full amount of securities payable to the clearing department of the exchange.

(2) The person who has securities receivable can withdraw the securities by himself from the person payable with the "Securities Delivery Withdrawal Order" issued by the exchange.

Since exchanges often have centralized custody systems, the delivery of securities can be completed through the transfer of exchange inventory accounts.

The securities firm sends the customer a purchase and sale confirmation letter

After the securities firm's market exit representative completes the transaction on the exchange, he should immediately notify his securities firm and fill in the purchase (sell) confirmation letter.

Shenzhen Stock Exchange stipulates that once a transaction is completed, the market representative should notify his or her business office as soon as possible to prepare a transaction report and notify the client (or in some way) on the second business day after establishment. Proforma announcement), and the delivery procedures will be carried out in the afternoon of that day. The trading report should be prepared in a uniform format prescribed by the exchange. Buyers are printed in red and sellers are printed in blue. The transaction report should record the client’s name, shareholder code, transaction date, security type, number of shares or denomination, unit price, commission, handling fee, tax payment, amount receivable or payable, on-site transaction ticket number, etc. .