Trial Measures for Futures Investment Consulting Business of Futures Companies Article 19 The investment plans or futures trading strategies provided by futures companies shall be based on the company's research reports, legally obtained research reports, relevant industry information and publicly released relevant information.

Article 13 A futures company and its employees shall not commit the following acts when conducting futures investment consulting services:

(1) Guaranteeing profits to customers, or agreeing to share profits or bear risks;

(2) Providing futures investment consulting services to clients based on false information, market rumors or inside information;

(3) manipulating futures trading prices, conducting insider trading, or spreading false or misleading information by using futures investment consulting activities.

(4) collecting service remuneration in the name of an individual;

(5) Other acts prohibited by futures laws and regulations.