According to the provisions of Article 36 of the Measures for the Administration of Futures Companies, the shareholders and actual controllers of futures companies shall notify the futures companies within 3 days in any of the following circumstances:

(1) The stock rights of the futures company held by it are frozen, sealed up or enforced.

(2) Pledge the stock rights of the futures company held;

(3) Deciding to transfer the stock rights of the futures company held by it.

(4) Failure to exercise shareholders' rights or assume shareholders' obligations normally may lead to major defects in the governance of futures companies.

(five) suspected of serious illegal business, the competent authorities to investigate and take compulsory measures;

(6) Changing its name;

(seven) merger, division or major asset and debt restructuring;

(8) Being revoked, taken over, entrusted, closed, dissolved or bankrupt;

(9) Other circumstances that may affect the changes in equity of the futures company.