According to the introduction of the CSRC, in order to strengthen the integrity supervision and improve the integrity level of the capital market, the CSRC recently analyzed and sorted out the integrity status of various active entities in the securities and futures market in 20 17 according to the illegal and untrustworthy information recorded in the integrity database. According to the subject of breaking laws and breaking promises, there are 1072 institutions with records of breaking laws and breaking promises in 20 17 years. Among them, there are 355 listed companies, 65,438+065,438+07 unlisted public companies, 57 corporate bond issuers, 75 securities companies, 27 fund management companies, 52 futures companies, 46 securities investment consulting institutions, 37 fund sales institutions and 2 credit rating agencies. There are 22 accounting firms, 0/6 asset appraisal institutions, 0/4 law firms, 0/74 private fund managers, 6/0 institutional investors and 0/7 other illegal and untrustworthy institutions. Among them, listed companies, private fund managers and unlisted public companies are the main bodies, accounting for about 60.2% of all illegal subjects.
20 17 individuals with records of breaking laws and breaking promises 17 16. Among them, there are 927 employees of listed companies, 77 employees of unlisted public companies, 24 employees of corporate bond issuers, 60 employees of securities companies 109, 60 employees of fund management companies, 54 employees of futures companies, employees of securities investment consulting institutions 1 06, and 37 employees of asset appraisal institutions. Among them, it is mainly related personnel of listed companies, including directors of listed companies, controlling shareholders and actual controllers of listed companies, individual investors holding more than 5% shares of listed companies, directors of listed companies and restructuring counterparties, and directors of companies to be listed, accounting for 54.0%.
Source: Beijing Youth Daily