A futures brokerage company refers to a company established in accordance with national laws, regulations and rules, entrusted by customers, trading futures in its own name and collecting commissions. The Interim Measures for the Registration Management of Futures Brokerage Companies issued by the State Administration for Industry and Commerce 1 1 stipulates that a futures brokerage company shall meet the following basic conditions: (1) It has a company name that meets the requirements; (2) Having standardized articles of association; (3) Having a fixed place and qualified communication facilities; (4) The registered capital is more than RMB100000; (5) Having employees suitable for business operation, including no less than 20 full-time futures brokers; (six) the legal representative and other senior management personnel comply with the relevant provisions of the state; (7) Having a sound organizational structure and accounting system; (eight) other conditions stipulated by laws and regulations. The competent authority for the registration of futures brokerage companies is the State Administration for Industry and Commerce. A national futures brokerage company authorized by the State Council or approved by the State Council shall directly apply to the State Administration for Industry and Commerce for registration; Other futures brokerage companies shall be submitted to the State Administration for Industry and Commerce for approval and registration after preliminary examination by the local industrial and commercial bureaus of provinces, autonomous regions and municipalities directly under the Central Government. When applying for industrial and commercial registration of a futures brokerage company, the applicant shall submit the following documents and certificates except those required for industrial and commercial registration of an enterprise as a legal person: (1) a certificate issued by the personnel management department or other relevant departments that its legal representative and other senior management personnel meet the relevant provisions of the state; (2) List and resumes of futures brokers; (3) Proof of ownership or lease of communication facilities and special equipment; (4) Where the futures business involves special provisions of the state, the approval documents of the relevant administrative departments of the state shall be submitted; (5) To engage in international futures business, a letter of intent for the futures brokerage business agreement signed with the member companies of the corresponding international futures exchange shall be submitted; (6) If a foreigner is employed as a senior manager of the company, a certificate of appointment and a certificate issued by the notary office of the host country (region) that meets the prescribed conditions shall be submitted; (seven) the implementation of the joint-stock system, it should be submitted in accordance with the "opinions" of the joint stock limited company.

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