1.？ Qualifications of senior managers: Private equity funds engaged in securities must have at least two senior managers with fund qualifications, among whom the legal representative, general manager and person in charge of risk control must have fund qualifications.

2. Business scope: According to the regulations of the Association, the business scope of private equity fund managers can only be: asset management, investment management, equity investment management and equity fund investment management (it is recommended not to write "investment consulting" in the business scope of managers applying for private equity fund type licenses).

3. Registered capital: the proportion of paid-in capital reaches more than 25%, or the paid-in capital can guarantee the company to operate for more than 6 months.

4. Office conditions: it is necessary to have an actual office address of any size, which can meet the normal work of all employees of the company and have suitable office equipment.

5. Senior management: It is better to have 5- 10 employees. Organizational structure: General Manager, Investment Department, Risk Control Department, Administration Department, Marketing Department, Personnel Department, etc. , each has 1-2 employees, of which the general manager, risk control director and investment manager are best full-time, and others can work part-time.

6. Institutional documents: prepare institutional documents according to the situation of the association and the company. Generally, there are 9-23 institutional documents (don't copy all other templates. The association is very strict in reviewing this aspect now, and it needs to be prepared strictly according to its own situation. A few are not important, but it is important to match with its own company).

7. License type: According to the latest revision notice of China Foundation, private fund managers can be divided into the following three types. When planning, the fund manager shall specify the type of the fund manager and the types of the following fund products, so as to facilitate the arrangement of the following matters.

On July, 2065438+2004 1 1, the CSRC officially promulgated the Interim Measures for the Supervision and Administration of Private Investment Funds, which listed qualified investors in a separate chapter. It is clear that the investor amount of private equity funds cannot be less than 6,543,800 yuan.

Extended data:

As a private equity fund company, it must operate in accordance with the law and accept the supervision of the national financial system, and bring it into the management of the national financial system to ensure the healthy operation of the national financial system. There is no financial system outside the supervision of the legal system.

The state's financial supervision and securities supervision, as well as the China Banking Regulatory Commission, have the right to conduct supervision and management according to law. State public security departments and auditing and statistical organs have the right to obtain or collect the management information data of private equity fund companies according to law, and keep the data information confidential according to law. Private equity fund companies should actively cooperate with the management agencies authorized by the state according to law to ensure healthy operation and reduce operational risks.

It is strictly forbidden for any private fund company or individual to engage in illegal private fund activities in any name. Otherwise, it will be suspected of money laundering, defrauding the state finances and disturbing the financial order.

The establishment, operation, management, operation, expansion, merger, reorganization, bankruptcy, transfer and change of major executives of private equity funds and private equity companies must be reported to the state management agencies for filing and approval according to law.

According to the special governance regulations of the Ministry of Public Security and the judicial interpretation of the Supreme People's Court, the difference between private entrusted financing and illegal fund-raising is marked as follows:

1. Is the fund-raising method for the public or specific individuals? If the fund-raising method is for the public, it is classified as illegal fund-raising.

2. Whether the targeted fund-raising targets exceed 50 people. Fund-raising targets of more than 50 people are classified as illegal fund-raising.

3. Whether the relationship between fund owners (ownership) has changed when entrusting financial management. If the funds are transferred from the customer's account to the trustee's account, it is deemed that illegal fund-raising has occurred.

References:

Baidu encyclopedia-private equity fund