The content is different: securities companies are financial institutions engaged in investment intermediary business such as stock and futures trading. A popular point is the securities company. They are qualified to do business here. The actual transaction is carried out by itself, and the securities company charges a certain fee. Funds are financial products issued by fund companies. Buying a fund means spending very little money. The fund company invests for you and gives him the money. It is responsible for all transactions. The final income is your income after deducting the company's operating costs. In the meantime, all your money is in the hands of the fund company.
Different in nature: a securities company means that people need to open an account in the securities business department for stock speculation. These securities business departments are branches of securities companies. The larger securities companies include Guotai Junan, Shen Yin Wanguo and Guangfa Securities. Securities companies are independent enterprises. They not only engage in securities trading, earn intermediary commissions, but also engage in underwriting new shares. Securities companies generally have their own research teams and can buy and sell securities on their own. A fund is a group of entrusted wealth management, and a certain management fee is charged according to the size of the fund, which is used for personnel expenses and daily office expenses. The remaining profits belong to investors. There are strict regulations on the investment direction of the fund. Generally, you can only buy and sell stocks and bonds.
1. Compared with investment funds, securities companies are more flexible in mechanism. Judging from the product structure designed by securities companies, it is also quite extensive, such as listing recommendation, IPO underwriting, allotment underwriting, IPO issuance and so on. , greatly shortening the distance between securities companies and listed companies, and creating objective conditions for the close contact between securities companies and listed companies.
2. In addition, because securities companies also carry out financial investment, self-management and other projects on behalf of customers, it objectively opens the door for securities companies to meet capital needs. In addition, there are investment banks in the organizational structure of securities companies, which can make use of the close business relationship with listed companies to invest in the construction projects of listed companies, open up new profit growth points and create rich wealth.
3, according to the market hot topics and speculation ideas, planning for St listed companies, and even asset restructuring. Because the assets and profits of securities companies are their own, securities companies can transplant assets and profits to ST listed companies for asset restructuring, so as to obtain higher returns in the secondary market.