When an ordinary individual investor opens an account, it is a capital account in a securities company, and a Shanghai-Shenzhen A-share account in a Deng Zhong company, which is linked to the capital account. For individual investors, they can trade with capital account or A-share account.
Second, securities account opening
1. Opening an account refers to the behavior of investors (including individuals or units) establishing business relationships such as savings and credit with banks and opening securities accounts and capital accounts. There are many kinds of account opening, such as futures account, stock market account opening and foreign exchange account opening. The entry gives a detailed introduction and explanation of the conditions, processes and other related information of each account opening behavior.
2. Investor: It can be handled through the local securities business department or securities registration institution, and it is necessary to provide my valid identity certificate and a copy. If you entrust others to do it for you, you need to provide the agent's ID card and a copy.
3. After handling the Shenzhen-Shanghai securities account card, investors need to open an account in the securities business department before buying and selling securities, mainly at the business counter of the securities company's business department or the designated bank branch, and then they can buy and sell securities.
4. If you are an agent, you need to sign a power of attorney with the client at the same time, and provide the original and copy of the agent's ID card. To open an account in a legal person institution: provide the legal person business license and its copy; Certificate of legal representative; Original and photocopy of the securities account card; The original and photocopy of the legal person's power of attorney and the licensee's ID card; Unit reserved seal. B-share accounts also need to provide overseas business registration certificates and directors' certification documents.
5. Fill in the account opening information and sign the securities trading entrustment contract (or securities trading entrustment agreement) with the securities business department, and sign the designated trading agreement of Shanghai Stock Exchange. Investors who need to open the bank-securities transfer business function of the securities business department should pay attention to the instructions on the use of such business functions by the securities business department.