1, fund filing steps
Generate fund code: according to the requirements of the filing system, truthfully fill in the basic information such as fund name, fund abbreviation, fund type and management type to generate fund code: fill in the attached information, truthfully fill in the main investment direction and investment situation of the fund according to the instructions in the attached table, and upload the fund risk disclosure, investor commitment letter, paid-in capital contribution certificate, fund contract (articles of association or partnership agreement) and entrusted management agreement (applicable to entrusted management type).
2. Pay attention to the details of fund filing.
Terms of the fund contract: 20 16, 15 On April 6, the fund industry association issued the Measures for the Administration of Private Fund Raising, which clarified the raising procedures and requirements of private products and took effect on July 6, 20 16. When signing a fund contract (articles of association or partnership agreement) for a fund filed after July 20 16 15, it should be combined with the Guidelines for Private Investment Fund Contracts to clarify the necessary clauses stipulated in the contract guidelines and indicate the signing date.
Qualified investors confirm that in the fundraising stage of private investment funds, investors must sign an investor commitment letter and promise to meet the standards of investors. The fundraising institution and the investors sign the risk disclosure statement of the private investment fund, and the fundraising institution reveals the existing risks, and the investors confirm them one by one.
3. Guardianship agreement
According to Chapter III of People's Republic of China (PRC) Securities Investment Fund Law, custody agreement and custody agreement are strictly distinguished. The Custody Agreement cannot be regarded as the Custody Agreement, and you can choose not applicable in the column of "Fund Custodian", but the Custody Agreement is kept as an annex to the Custody Agreement. If the name of the fund custodian is not found in the "Fund Custodian" drop-down menu, you can choose not to apply, fill in the column of "Other matters that the manager thinks need to be explained" truthfully, and upload the custody agreement at the "Upload other matters file description".
4. Proof of paid-in capital contribution
If the name of the investor on the investment certificate is inconsistent with the current name due to the change of the investor's name, it is necessary to truthfully fill in the column of "Other matters that the manager thinks need to be explained" and upload the change certificate at the "Upload other matters".
Domestic management of filing of private equity funds and products of private equity funds is becoming more and more strict. The information obtained from official website, China Fund Association 20 16, the filing pass rate is almost less than one tenth, and it is expected to pass.