The first thing to mention is the securities qualification certificate, referred to as "securities qualification" or "securities qualification". This is a "stepping stone" to enter the brokerage investment banking industry. Without this, it is absolutely impossible! By obtaining this certificate, you will be legally qualified to engage in securities business and can engage in related work in brokerage investment banks.
Next, I would like to mention the qualification examination for fund practitioners. As one of the important positions in investment banks, fund practitioners need to have good fund knowledge and professional skills. The content of this certificate examination is comprehensive, covering the knowledge of fund market, fund products, fund sales, fund laws and regulations, so you need to make full preparations before the exam!
Another certificate that can't be ignored is the securities investment consultant qualification examination, which is often called the "financial planner certificate". If you want to engage in investment consulting and financial planning in brokerage investment banks, this certificate is necessary. Through it, you will gain more in-depth professional financial knowledge and provide comprehensive investment advice to customers.
According to the needs of different positions, there are also some related professional certificates, such as Financial Analyst (CFA) and Financial Risk Manager (FRM). These certificates can enhance your competitiveness to a certain extent, so if you are interested, you'd better take the exam to increase your professional value.
? CFA？ Certificate (Chartered Financial Analyst):
CFA (Chartered Financial Analyst) certificate is a recognized professional qualification in the financial field. Issued by CFA Institute, it aims to cultivate and evaluate the professional knowledge and skills of financial analysts.
Obtaining CFA certificate needs to pass a series of exams, covering investment management, financial markets, financial statement analysis and other important fields. These exams are very strict and require candidates to have in-depth theoretical knowledge and practical experience. After passing the exam, those who have obtained CFA certificate will show their deep understanding and professional ability in investment, finance and other fields.
? FRM？ Certificate (Financial Risk Manager):
Risk management is very important in securities investment banks. FRM certificate will give you an in-depth understanding of different types of risks, such as market risk, credit risk and operational risk.
FRM certificate is a qualification certificate specially designed for training risk management professionals. By obtaining FRM certificate, you will be able to have a deep understanding of various types of risks and learn how to deal with them. These risks include market risk, credit risk and operational risk.
? Series? 63? (securities business finisher) and series? 7 certificate:
The joint holding of 7 series certificates and 63 series certificates provides a solid foundation for your career. On the one hand, Series 7 certificate makes you a professional in securities business and provides you with extensive investment knowledge and skills. On the other hand, series 63 certificates prove your ability to understand and abide by national laws and regulations.
The combination of these two certificates can open the door to many career opportunities for you. Whether you want to work in an investment bank, a brokerage firm or a financial consulting company, the 7-series and 63-series certificates are common access requirements in the industry. This qualification will enable you to handle clients' portfolios, provide professional advice and handle various financial instruments.
Of course, the most important thing is to have firm determination and unremitting efforts! Changing careers is not an overnight thing. You may face many difficulties and challenges, but as long as you have enough courage and perseverance, I believe you can achieve your goal!