The difference between securities business and fund business
1. The number of exams is different. The securities qualification examination is conducted five times a year, and the fund qualification examination is divided into three unified examinations and five employment examinations. Relatively speaking, there are more time arrangements for the fund qualification examination.
2 examination subjects are different, including general qualification examination subjects, professional qualification examination subjects and executive qualification examination subjects.
General examination subjects: basic knowledge of financial market and basic laws and regulations of securities market, both of which are compulsory subjects and can be applied separately.
Special business qualification examination subjects 1. The examination subjects are: sponsor representative's investment banking business, securities analyst's publication of securities research report, and securities investment consultant's securities investment consultation. You can choose subject exams according to your career direction.
The subjects of the management qualification examination are all 1, and the examination subjects are: competency test of compliance manager of securities company, qualification test of senior management of securities company and qualification test of senior management of securities rating business.
The examination subjects for fund employment are divided into three subjects, of which subject 1, Fund Laws and Regulations, Professional Ethics and Business Norms, is a compulsory subject, and subject 2, Basic Knowledge of Securities Investment Funds and Subject 3, Basic Knowledge of Private Investment Funds, can be certified by passing one subject.
Which is better, securities business or fund business?
At present, securities and fund business are inseparable, and the securities and fund business examinations are all entrance examinations to enter the financial industry, with low difficulty coefficient. If candidates' time and energy allow, it is recommended to take both certificates and choose more on the road to employment.