1, compliance policy;
2. Organizational structure and resources of the compliance management department;
3. Compliance risk management plan;
4. Compliance risk identification and management process.
5. Compliance training and education system.
Compliance management refers to a set of management activities and mechanisms for enterprises to formulate compliance policies, uniformly formulate and constantly revise internal norms and supervise the implementation of internal norms according to the requirements of external laws and regulations, so as to strengthen internal control, give early warning to violations, and prevent, resolve and control compliance risks.
The purpose of compliance management is to establish a mechanism to enable companies to effectively identify, evaluate and monitor compliance risks, and actively avoid violations of laws and regulations, so as to avoid legal sanctions or financial and reputation losses and prevent operational risks. Compliance management, business management and financial management are also called the three pillars of enterprise management. Compliance management is actually an important aspect of internal control and a key link of risk management.
Article 465 of the Civil Code of People's Republic of China (PRC) * * * Contracts established according to law shall be protected by law.
A legally established contract is legally binding only on the parties, except as otherwise provided by law.
Article 466 If the parties have disputes over the understanding of the terms of the contract, they shall determine the meaning of the disputed terms in accordance with the provisions of the first paragraph of Article 142 of this Law.
Where a contract text is concluded in two or more languages, and the agreement is equally authentic, the words used in each text shall have the same meaning. If the words and expressions used in each text are inconsistent, they shall be interpreted according to the relevant terms, nature, purpose and principle of good faith of the contract.
Article 467 The provisions of the General Provisions of this Part shall apply to contracts not expressly provided for in this Law or other laws, and reference may be made to the most similar contracts or other laws in this part.
Chinese-foreign joint venture contracts, Chinese-foreign cooperative operation contracts and Chinese-foreign cooperative exploration and development contracts in People's Republic of China (PRC) shall be governed by the laws of People's Republic of China (PRC).