Requirements of continuing education hours for fund employees
Candidates who have passed Subject 1, Subject 2 or Subject 1 and Subject 3 of the Fund Qualification Examination may apply to China Asset Management Association for registration of fund qualification by their institutions. Personnel who have obtained the qualification certificate of fund practice shall complete the follow-up vocational training of 15 hours every year in accordance with the regulations.
Subsequent vocational training is handled as follows:
1. Various face-to-face training courses organized by the Association;
2. Participate in the Association's distance training system;
3 to participate in the training organized by member units and other professional training institutions.
The training hours of the above 1 and 2 items were imported into the employee management platform by the association, and the time between the training hours obtained by inquiry and the actual number of trainees was slightly delayed; The training hours in Item 3 shall be declared by the member units in the "Training Management Column" of the staff management platform of the Association, and the relevant certification materials shall be uploaded in the form of attachments. After the approval of the association, it can be counted as elective hours (no more than 3 hours per person per year).
Which institutions can apply for registered fund qualification?
After passing the fund qualification examination, you can't directly apply for the fund qualification registration, but the institution where you work should apply. The applicant institutions are as follows:
1, fund manager
2. Securities companies
3. Commercial banks (including foreign-funded corporate banks in China)
4. Futures companies
5. Securities investment consulting institutions
6. Independent fund sales organization
7. Insurance institutions
8. Other institutions recognized by China Securities Regulatory Commission.
So much for continuing education for fund employees in 2020. Of course, continuing education is required only after the qualification of fund practitioners is registered. Everyone must apply for registration in an institution recognized by the state. Although the qualification examination for fund practitioners will be postponed in 2020, it will come. I wish you all get the fund certificate this year.