Introduction to qualification management
Fund practitioners can register their fund qualifications including fund sales business qualifications through their institutions. After the practitioners complete the qualification registration.
Fund managers engaged in Public Offering of Fund management in Public Offering of Fund management institutions can register fund managers through their institutions, investment managers engaged in private equity management in securities and futures institutions and investment managers working in private equity investment management institutions can register investment managers through their institutions.
A public institution shall appoint a qualification administrator to be responsible for the qualification management of its employees. The appointment or replacement of the qualification administrator shall be reported to the Association in a timely manner, and others shall not be entrusted to perform their duties without authorization.
The qualification administrator is responsible for reviewing the personal basic information, job information, integrity information, resignation and qualification management related materials provided by employees of public institutions to ensure that the information and materials are true, complete and accurate.
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