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pre-listing tutoring

listing guidance refers to the standardized training, guidance and supervision of the joint stock limited company to be issued and listed by the relevant institutions.

The counseling institution for issuance and listing is a qualified securities institution, and in principle it should be the same securities institution as the lead underwriter who issues tickets for the company.

The content of listing counseling is determined by the counseling institution on the basis of due diligence, according to the laws, regulations and rules related to issuance and listing, as well as the necessary knowledge of listed companies, according to the specific situation and actual needs of enterprises. Including the following main aspects:

(1) Organizing the study, training and examination of the laws and regulations on issuance and listing, the standardized operation of listed companies and other basic securities knowledge attended by the directors, supervisors and senior managers (including managers, deputy managers, secretaries of the board of directors, financial officers and other senior managers) who hold more than 5% (including 5%) of the shares. Urge them to enhance their awareness of the legal system and integrity

(2) Urge enterprises to initially establish a corporate governance structure that meets the requirements of the modern enterprise system and standardize their operations in accordance with relevant regulations, including formulating articles of association that meet the listing requirements, standardizing the company's organizational structure, and improving internal quick strategies and control systems and incentive and restraint mechanisms. Improve the company's financial and accounting system, etc.

(3) Check whether the enterprise is legal in the establishment, restructuring and reorganization, equity setting and transfer, capital increase and share expansion, asset evaluation and capital verification, whether the property right relationship is clear, and whether the legal ownership of trademarks, patents, land, houses and other assets is properly handled

(4) Urge the enterprise to achieve independent operation and achieve business, assets, personnel finance and institutions. Form core competitiveness

(5) urge enterprises to standardize the relationship with controlling shareholders and other related parties, properly handle the problems of horizontal competition and related party transactions, and establish a standardized related party transaction decision-making system

(6) urge enterprises to form clear business development goals and future development plans, and make feasible plans for the investment of IPO funds and other investment projects

If you want to know more information about listing counseling, I suggest visiting the Mingde Capital Ecosphere, for Mingde Capital itself is an investment. In addition, Mingde has more than 1,8 cooperative fund resources, which is a good choice for business owners and investors.

if you have any questions about listing counseling, you can click the online consultation button below to talk to the teacher directly.