The confirmation of rights follows the principle of prudence. If the investor fails to go through the relevant procedures according to this procedure or his identity cannot be verified despite going through the relevant procedures according to this procedure, the Company will not handle the Confirmation Registration.
1. All investors who want to confirm their rights must first open an open-end fund account (Deng Zhong-Shanghai TA account) in the company's direct sales center, consignment bank and OTC consignment securities company (for details, please refer to the Announcement on Offering Fund Shares and the Announcement on Adding Consignment Agencies during Centralized Fund Subscription), or transfer the original shareholder's account to a seat of a securities company with the qualification of "Shanghai Stock Connect". The list of securities companies qualified as "Shanghai Stock Connect" is as follows: soochow securities Co., Ltd., Guangfa Securities Co., Ltd., donghai securities Co., Ltd., Great Wall Securities Co., Ltd., Western Securities Co., Ltd., Huatai Securities Co., Ltd., Guo Xin Securities Co., Ltd., China Merchants Securities Co., Ltd., United Securities Co., Ltd., changjiang securities Co., Ltd., citic wantong Securities Co., Guolian Securities Co., Ltd., Guotai Junan Securities Co., Ltd., Shanghai Securities Co., Ltd., Nanjing Securities Co., Ltd., Bank of China International Securities Co., Ltd., Shen Yin Wanguo Securities Co., Ltd., CITIC Jiantou Securities Co., Ltd., china galaxy Securities Co., Ltd., CITIC Securities Co., Ltd., Cai Xiang Securities Co., Ltd., Haitong Securities Co., Ltd., Everbright Securities Co., Orient securities Co., Ltd., Shaanxi Securities Co., Ltd., Ping An Securities Co., Ltd., Tianhe Securities Brokerage Co., Ltd., Jiangnan Securities Co., Ltd., Minsheng Securities Co., Ltd., Huaan Securities Co., Ltd., Northeast Securities Co., Ltd., Guo Sheng Securities Co., Ltd., Industrial Securities Co., Ltd., First Venture Securities Co., Ltd., New Era Securities Co., Ltd., Guoyuan Securities Co., Ltd., Jin Xin Securities Co., Ltd., Hengtai Securities Co., Ltd., central china securities Co., Ltd., Dongguan Securities Co., Ltd., Guangzhou Securities Co., Ltd., Huaxi Securities Co., Ltd., Xintai Securities Co., Ltd., Southwest Securities Co., Ltd., fortune securities Co., Ltd., Guohai Securities Co., Ltd., Guodu Securities Co., Ltd., Hongyuan Securities Co., Ltd., Qilu Securities Co., Ltd. Taiyang Securities Co., Ltd., Debon Securities Co., Ltd., CITIC Jintong Securities Co., Ltd., Wanlian Securities Co., Ltd., Bohai Limited, Hualin Securities Co., Ltd., Datong Securities Brokerage Co., Ltd., Guangfa Hua Fu Securities Co., Ltd., Caitong Securities Brokerage Co., Ltd., Century Securities Co., Ltd., China International Capital Corporation, Hualong Securities Co., Ltd.
2. Investors who want to open an open-end fund account at the counter must apply for confirmation at the company's direct sales center, consignment bank and counter consignment securities company with the following information.
1. Individual investors shall provide the following information:
1) Original and photocopy or fax of my valid ID card;
2) Original and photocopy or fax of the securities account in the original venue;
(3) An application form for confirmation of rights (see Annex1);
4) The OTC fund account registration was successfully confirmed.
2. Institutional investors shall provide the following information:
1) The original business license or registration certificate or a copy of the business license or registration certificate stamped with the official seal of the company (one copy of both must be provided);
2) Original and photocopy or fax of the power of attorney for fund business;
3) Original and photocopy or fax of the licensee's identity certificate;
4) Original and photocopy or fax of the securities account in the original venue;
5) Application Form for Confirmation of Rights (see Annex1);
6) The OTC fund account registration was successfully confirmed.
After accepting the investor's application for confirmation of rights, the company's direct sales center, consignment bank and business department of securities company must first verify the correctness of the application content, then fax the application form for confirmation of rights and the above information to Changsheng Fund Management Co., Ltd. (fax number: 0 10-82255973, 82255976), and keep the original application form for confirmation of rights provided by investors for future reference.
Three. Investors who want to transfer their securities accounts to the seats of securities companies with the qualification of "Shanghai Stock Connect" on the market must directly fax the application materials to the Company.
1. Individual investors shall provide the following information:
1) Copy or fax of my valid ID card;
2) Copy or fax of the original securities account on site;
(3) An application form for confirmation of rights (see Annex1);
4) Specify the transaction agreement.
2. Institutional investors shall provide the following information:
1) The original business license or registration certificate or a copy of the business license or registration certificate stamped with the official seal of the company (one copy of both must be provided);
2) Copy or fax of power of attorney for fund business;
3) Copy or fax of the holder's ID card;
4) Copy or fax of the original securities account on site;
5) Application Form for Confirmation of Rights (see Annex1);
6) Specify the transaction agreement.
Note: Investors must ensure that the copy or fax of the above information is clear and correct.
Investors are requested to fax the application form and the above information to Changsheng Fund Management Co., Ltd. (fax numbers: 0/kloc-0-8225973, 8225976), and send the original application form to the business operation department of Changsheng Fund Management Co., Ltd. within two days after fax (mailing address: 20th floor, Block A, Urban Construction Building, No.0/8, Haidian District, Beijing, zip code
4. After receiving all the application materials that meet the requirements of this process, the company will verify the information provided by investors, and once it is correct, it will re-register and confirm the share of Changsheng Tongde Fund. At the same time, the company will transfer the dividends due to investors into the fund account designated by investors. The Fund will distribute dividends to investors according to the default dividend distribution method before investors confirm the completion.
5. If the information provided by investors is untrue, inaccurate, incomplete or untimely, the consequences will be borne by investors themselves.
Matters needing attention about intransitive verbs
1) After receiving the fax application of the investor's signature or reserved seal, the company considers the application to be the true intention of the investor, and accordingly registers the ownership of the investor. The Company is not liable for the authenticity of the signature or seal and whether it is the true intention of the investors.
2) When the company receives the fax of investor's application for confirmation of rights for many times, the last fax of application for confirmation of rights with true, complete and accurate information shall prevail.