First, Huashengtong holds the license number 1/2/4 granted by the Hong Kong Securities Regulatory Commission, which can be found in official website of the Hong Kong Securities Regulatory Commission and is in compliance.

Second, the securities account opened through Huashengtong is managed by Bank of China (Hongkong) and HKEx, and its assets are completely isolated.

Third, the user transactions of Huashengtong are guaranteed by HKICC Fund of Hong Kong Investor Compensation Co., Ltd., with a maximum guarantee of HK$ 6,543,800+RMB 5,000; US stock trading is guaranteed by SIPC, the protection agency in Securities Investor, with a maximum guarantee of 500,000 US dollars.