1, in good financial condition and standardized operation;
2. It has business premises, safety precautions and other facilities suitable for the fund sales business, and the information management platform for handling the fund sales business complies with the provisions of the China Securities Regulatory Commission;
3. It has a sound and efficient business management and risk management system, the anti-money laundering and anti-terrorist financing of non-resident financial accounts and due diligence of tax-related information meet the requirements of laws and regulations, and the fund sales settlement fund management, investor suitability management and internal control system meet the requirements of China Securities Regulatory Commission;
4. There shall be no less than 20 persons who have obtained the qualification of fund practice;
5. It has not been subjected to criminal punishment or major administrative punishment in the last three years; No major administrative supervision measures have been taken for similar business in recent 1 year; Not in the rectification period due to major violations of laws and regulations, or being investigated by the regulatory authorities because of suspected major violations of laws and regulations; There are no major changes or major lawsuits or arbitrations that have or may affect the normal operation of the company;
6. Other conditions stipulated by China Securities Regulatory Commission.