Those who have not applied for fund qualification registration through institutions for more than four years need to complete the follow-up training hours specified in the last two years or re-take the qualification examination before registration.
Candidates who have passed the qualification examination for fund practice, have been employed by institutions, have not received criminal punishment in the last three years, have not been banned by financial supervision and regulation institutions or industry self-regulatory organizations, or have expired their ban, have good conduct, have good professional ethics and meet other conditions stipulated by laws and regulations and the China Securities Regulatory Commission may apply for the qualification certificate for fund practice.