Paper private fund manager registration certificate and private fund manager registration electronic certificate are no longer used as proof of handling related business.

The registration procedure is completed by publicizing the basic information of private fund managers on the website of fund industry association "Public Platform for Private Fund Managers".

The publicity platform and the mobile APP terminal of the private equity exchange can query the relevant basic situation in real time.

Registration and cancellation of private fund managers

After 20 16.2.5, the newly registered private equity fund manager failed to file the first private equity fund product within 6 months >:>& gt The administrator registration was cancelled!

As of 20 16.2.5, the registered private equity fund manager has not filed the first private equity fund product for 12 months, and it was not filed before 20 16.5. 1 >; & gt& gt administrator registration cancelled!

As of 20 16.2.5, if the registered private equity fund manager was less than 12 months and the first private equity fund product was not filed, it was not filed before 20 16.8. 1 >; & gt& gt administrator registration cancelled!

The newly registered private fund manager has been established for one year but has not submitted the audited annual financial report >:>& gt Not registered!

When the real-time situation of private equity fund managers and private equity funds controlled by them is on time based on the public information published on the association website, then the key points are:

Private fund managers and fund information reporting obligations

Quarterly submission:

Update the information of non-securities private equity funds (such as private equity funds) within 10 working days after the end of each quarter: subscription scale, paid-in scale, number of investors, main investment direction, etc.

(VS private equity investment fund information: updated within 5 working days after the end of each month: fund size, unit net value, number of investors, etc. )

Annual submission:

Update the basic information of private fund managers, shareholders or partners, senior managers and other employees, and private funds managed within 20 working days after the end of each year.

Before the end of April each year, fill in the annual financial report of private fund managers audited by accounting firms.

Manage venture capital funds supported by national fiscal and taxation policies, and submit investments in small and medium-sized enterprises and their social and economic contributions.

Main items submitted:

Private placement fund managers: managers' names, senior managers, controlling shareholders, actual controllers or executive partners are divided, merged or changed, and managers or senior managers commit serious violations of laws and regulations and are dissolved, revoked or declared bankrupt according to law, which may harm the interests of investors.

& gt& gt& gt 10/0 working days.

Private equity fund: other events that have a significant impact on the fund's continuous operation, investors' interests and net asset value, such as major changes in the fund contract, the number of investors exceeding the provisions of laws and regulations, fund liquidation or liquidation, and changes in the fund manager and fund custodian.

& gt& gt& gt5 submit within 5 working days.

If the obligation to submit information on time is not fulfilled:

Accumulated 2 times failing to fulfill the obligation of submitting and updating information on time or failing to submit the audited annual financial report as required.

& gt& gt& gt Fund Industry Association listed it on the list of abnormal institutions and publicized it through the publicity platform of private fund managers.

right

If a registered private equity fund manager violates the relevant provisions of the Provisional Regulations on Enterprise Information Publicity and is included in the list of serious illegal enterprises in the enterprise credit information publicity system, before completing the corresponding rectification requirements.

& gt& gt& gt suspended the acceptance of applications for filing private placement products and listing them in the list of abnormal institutions.

If an institution that newly applies for registration of private fund managers is included in the list of enterprises that are seriously illegal in the enterprise credit information publicity system, China Fund Industry Association will not register it.

& gt& gt& gt& gt Once a private equity fund manager is publicized as an abnormal institution, it will take at least 6 months to restore the normal institution publicity status even after the rectification is completed.