The fund practitioner qualification certificate must be applied for by the institution. Candidates who pass the fund practitioner qualification examination can apply for fund practitioner qualification registration through their unit within four years. Individuals do not have the authority to apply.

Validity period of fund practitioner examination results

After passing the examination organized by the Asset Management Association of China, you can apply to the Asset Management Association of China for fund practitioner qualification registration through your institution within four years. . If you have not applied for fund practitioner qualification registration through an institution for more than four years, you need to make up the prescribed follow-up training hours in the last two years or retake the practitioner qualification examination before registration.

Persons applying for registered professional qualifications (hereinafter referred to as applicants) should meet the following conditions:

(1) Good conduct and good professional ethics;

(2) Pass the professional qualification examination;

(3) Have been employed by an institution;

(4) Have not been sentenced for a crime in the past three years;

(5) There is no situation specified in Article 15 of the Securities Investment Fund Law;

(6) The fund practitioner qualification has not been revoked by the China Securities Regulatory Commission or the fund practitioner qualification has been revoked by the association in the past five years; < /p>

(7) No entry ban measures have been taken by the financial regulatory authorities or industry self-regulatory organizations, or the enforcement period has expired;

(8) Other provisions stipulated by laws and regulations, the China Securities Regulatory Commission and the association condition.

Applicants who are exempt from certain subjects of the professional qualification examination should comply with the relevant regulations of the state, financial regulatory authorities and industry self-regulatory organizations, possess the professional abilities required to engage in fund business activities, and master the professional knowledge related to fund business activities. .

Overseas personnel’s application for registration of professional qualifications shall be handled in accordance with relevant national policies and arrangements.

If the applicant does not meet the conditions stipulated in Item (2) of Paragraph 1 of this Article, but meets other conditions and has passed the special training organized by the association and is found qualified, he or she shall be deemed qualified within two years from the date of qualification. It also temporarily meets the registration conditions for practicing qualifications.

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