(1) The next trading day after the securities account is opened can be used to declare securities trading and non-trading business.
(2) Investors who apply for opening the trading authority of GEM securities accounts and have trading experience for more than two years (including two years) will start trading two trading days after signing relevant documents with reference to the above process; Investors without two years' trading experience can only start trading after five trading days.
Securities account is one of the necessary conditions for stock trading, and it is also the first step to start the journey of securities investment. Next, let's learn how to handle a securities account and what problems should be paid attention to in the process.
1. What are the procedures for investors to enter the market?
A: If investors want to invest in listed securities, they can choose the business department of exchange members (securities companies) to apply for opening securities accounts and capital accounts on-site or in different places. After opening a securities account and a capital account, you can apply for trading by entrustment provided by the securities business department where the account is opened; The entrustment methods usually provided by the securities business department are: counter entrustment, self-help entrustment, telephone entrustment, hot key entrustment, videophone entrustment and online transaction entrustment. At present, online entrustment is the main way to conduct transactions. All transactions are automatically matched by the trading system of the exchange.
2. What is the basic operation process for investors to open an account in the market?
After opening the APP, click "2.5 Account Opening" on the transaction tab to enter the account opening interface. (Take Oriental Fortune APP as an example)
1. Open an account now.
2. Enter the mobile phone number and get the verification code.
3. Shoot and upload the second-generation ID card
4. Confirmation of identity information
5. Set the transaction password
6. Complete the risk assessment
7. Complete the return visit questionnaire
8. Binding tripartite depository
9. Take photos and videos for identity authentication.
10. The account opening application has been submitted for approval.
1 1. The account was opened successfully.
3. How to open a securities account?
A: You can choose to open an account on-site or off-site. Details are as follows:
(1) On-site account opening: Investors should bring valid identity documents and choose any securities company's business department to open securities accounts and capital accounts on site;
(2) Off-site account opening: According to the system prompts, investors can open accounts by themselves through the online account opening system provided by securities companies with off-site account opening qualifications; You can also make an appointment with a securities company to open an account by witnessing.
4. What materials do domestic natural person investors need to bring to open a securities account?
A: As a domestic natural person investor, when applying for opening a securities account, you need to submit:
(1) application form for opening a securities account; (2) A valid second-generation resident identity card and its copy; (3) If someone else is entrusted to handle it on his behalf, a notarized power of attorney, valid identity certificate of the agent and a copy thereof shall also be provided.
5. If you are a Hong Kong, Macao and Taiwan resident working and living in China, what materials should you provide to open a securities account?
A: (1) Hong Kong, Macao and Taiwan residents who work and live in China are required to submit:
A. application form for opening a securities account;
B. If an investor holds a Hong Kong and Macao resident pass to and from the mainland and applies for opening an account in mainland travel permit for taiwan residents, he/she shall submit the employment certificate issued by a domestic institution and a copy of his/her business license or unified social credit code certificate, or a temporary accommodation registration form and a copy issued by the public security organ and other written proof materials that can prove the investor's work and life in the mainland (the official seal of the public security organ is required);
C. If an investor applies for opening an account with a residence permit for Hong Kong, Macao and Taiwan residents, it is not necessary to submit a written proof of work and life;
D. In case of entrusting others to act as agents, notarized power of attorney, valid identity certificate of the agent and its copy shall also be provided.
(2) When applying for opening a B-share account, Hong Kong, Macao and Taiwan residents shall submit:
A. application form for opening a securities account;
2. The investor's valid identity document (Hong Kong and Macao resident ID card or Hong Kong and Macao resident residence permit, mainland travel permit for taiwan residents or Taiwan Province resident residence permit) and its copy;
C. If an agent is entrusted to another person, a notarized power of attorney, the valid identity certificate of the agent and a copy thereof shall also be provided.
A securities account involves your vital interests. Please choose a regular securities company and open a securities account in person. The official websites of China Securities Regulatory Commission and China Securities Association published the details of securities companies approved by relevant regulatory authorities. Don't tell others about the securities account, so as not to harm your own interests.
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