According to relevant laws and regulations, the China Securities Regulatory Commission shall perform the following duties in the supervision and management of the securities market:

(1) To study and formulate the principles, policies and progress plans of the securities and futures market; Drafting relevant laws and regulations on the securities and futures market; Formulate relevant rules, regulations and measures for the securities and futures market.

(2) vertically lead the national securities regulatory agencies and exercise centralized and unified supervision over the securities and futures markets. Manage the leading bodies and members of relevant securities enterprises, and be responsible for the daily management of the board of supervisors of relevant securities enterprises.

(3) to supervise the issuance, listing, trading, custody and settlement of stocks, convertible bonds, securities corporate bonds and bonds and other securities designated by the CSRC in the State Council; Supervise the behavior of securities investment in funds; Approve the listing of corporate bonds; Supervise the trading behavior of listed government bonds and corporate bonds.

(4) supervising the listing, trading and liquidation of domestic futures contracts; Supervise domestic institutions to engage in overseas futures business according to norms.

(5) to supervise the securities market behavior of listed companies and their shareholders who must fulfill relevant obligations according to laws and regulations.

(6) operating and managing securities and futures exchanges; Senior management personnel who operate and manage securities and futures exchanges according to norms; Centralized management of the securities industry association and the futures industry association.

(7) to supervise securities and futures institutions, securities investment fund management enterprises, securities registration and clearing enterprises, futures clearing institutions, securities and futures investment consulting institutions and securities credit rating agencies; To examine and approve the qualifications of fund custody institutions and supervise their fund custody business with the People's Bank of China; Formulate management measures for the qualifications of senior management personnel of the above-mentioned institutions and organize their implementation; Guide China Securities Industry and Futures Industry Association to carry out qualification management of securities and futures practitioners.

(8) Supervise domestic enterprises to issue shares and go public overseas directly or indirectly; Supervise domestic institutions to set up securities institutions overseas; Supervise overseas institutions to set up securities institutions and engage in securities business in China.

(9) supervise the information dissemination of securities and futures, and be responsible for the statistics of securities and futures markets and the management of information resources.

(1) to examine and approve the qualifications of accounting firms, asset appraisal institutions and their members to engage in securities and futures intermediary business together with relevant departments, and supervise their relevant business behaviors; Supervise the behavior of law firms and lawyers engaged in securities and futures-related businesses.

(11) investigate and punish illegal acts of securities and futures according to law.

(12) to be in charge of foreign exchanges and international cooperation in the securities and futures industry.

(13) Other matters assigned by the State Council.