Business process of transferring on-site fund shares of Shanghai Stock Exchange to off-site system;
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2. On the day of T, the investor submits an application for re-custody to the member business department of the transferor Shanghai Stock Exchange with valid identity documents and Shanghai securities account cards. The business department of the member of the transferor SSE must indicate the code, securities account number, fund code and transfer custody number of the transferee fund manager or its consignment agency when reporting the transfer custody according to the requirements of the relevant data interface specifications of the SSE. Shanghai Stock Exchange will send the application data for re-custody to China Settlement ta System.
3. At the end of T Day, China Clearing Company's TA system processes the application for re-custody. Write down the fund share of the investor's Shanghai securities account and increase the fund share of the open-end fund account accordingly; For the unqualified application data for re-custody, indicate the failure reason and feed it back to the member business department of the transferor Shanghai Stock Exchange.
4. On T+1day, China Clearing Company fed back the results of successful and failed transfer custody to the Shanghai Stock Exchange, and the Shanghai Stock Exchange sent the results of successful and failed transfer custody to the members of the qualified transferor Shanghai Stock Exchange.
On the same day, China Clearing Company will send the successful result of re-custody to the fund manager of the OTC transferee or its consignment agency.