1, not a common behavior. The stock exchange has a big data comparison system. The fund manager's joy is so hidden that the behavior of buying his own fund with a mouse warehouse 5-7 days in advance has also been discovered. As long as the exchange finds that the capital account is synchronized with the personal transaction, it will conduct an in-depth investigation. The rat warehouse is more speculation about the fund industry. In fact, the management of the gold industry is much stricter than other industries. The company's network is monitored in real time, the mobile phone is handed in during work, and the stock account of the immediate family member must be reported. Once there is a rat warehouse behavior, the punishment result is that you can't engage in the securities industry for life. So don't worry, there are still several rat warehouses.
2. Big data was launched only in the last year or two. In the past, rat warehouses mainly relied on reporting, and the detection rate was very low. What's more, before Tang Jian, there was no mouse warehouse sanctioned at all, because there was no law stipulating that mouse warehouses could not be done. Of course, Tang Jian's accident was not because he amended the law, but because public opinion reacted so strongly that the CSRC had to punish him for breach of trust. Therefore, Tang Jian's punishment decision left a lot of poison. Later, when he demonstrated the harm of the rat warehouse, he said that he was treacherous. In fact, after the revision of Criminal Law 7, legislators have made it very clear that this is a special form of insider trading, which essentially uses its own information advantages and infringes on the principle of information fairness.
Sorry, digression. It is not common to continue to answer the questions of the rat warehouse because there is no cost. Before the Tang Jian case, people in the industry were more or less like this. After the Tang Jian case, for a period of time, most people stopped and dared not do it. Some people, for fear of being punished, even divide their illegal income into their wives' names and then fake divorce, all kinds of wonderful behaviors.
But after a while, everyone found that it was all right. Just like the regular crackdown by the public security, the CSRC has also cracked down on rat warehouses for a while, and it will be all right after this limelight. When a big case comes out, stop and watch the wind and continue to do it safely, but I have to say that big data is an artifact. After big data comes out, it is normal supervision. The future does not rule out that some people are not afraid of death, but it will certainly not be popularized.
3. There are problems with the fund and insurance asset management, indicating that there are really many problems in the fund and asset management industry. In fact, I am more concerned about why there are so many such phenomena in China, but there are fewer in other countries (I know less, and SAC also had problems in the United States a few days ago), but I want to know if there are fewer overseas, and why? Is it because of moral reasons or the design of institutional norms?