The examination books for the securities qualification examination are designated by the Securities Industry Association, and the subjects of the securities qualification examination are five subjects: market basic knowledge, securities trading, securities investment analysis, securities investment funds and securities issuance and underwriting. September 20 12, February 20 13, and the first half of 2065 438+03, the national securities qualification examination used the 20 12 version of the examination outline and teaching materials. Corresponding to the revision of the Outline of Qualification Examination for Securities Practitioners (20 12), the Unified Textbook for Qualification Examination for Securities Practitioners (20 12) has been updated in five aspects:

First, update the laws, regulations and self-discipline rules in the teaching materials, including the published (or revised) Guiding Opinions on Further Deepening the Reform of IPO, Measures for the Administration of Securities Issuance and Underwriting, and Notice on Issues Related to IPO Pricing, so as to keep pace with the existing laws and regulations;

Second, update the basic theories and key technologies in the textbook, including the contents of previous G20 meetings on financial reform, the latest development of investment theory, the core analysis principles of financial engineering, the basic principles of arbitrage-free pricing, industry prosperity analysis, and enterprise solvency analysis. In order to keep pace with the current theoretical and technological frontiers;

Third, update the relevant data in the textbook, including the latest data of various market segments, products, businesses and institutions of stocks, bonds, funds and financial derivatives, to keep pace with the current market process;

The fourth is to update the related businesses in the teaching materials, including initial public offering and stock listing, local government bond issuance and underwriting, mainland enterprises' issuance and listing on Hong Kong Growth Enterprise Market, backdoor listing activities, margin trading, graded funds, special financial bonds for small and micro enterprises, collective bills for small and medium-sized non-financial enterprises, and the pilot of RMB domestic securities investment by qualified foreign institutional investors, so as to keep pace with the current market development;

5. Update the basic expressions in the teaching materials, including the rules for the transfer of shares on behalf of agents, the working procedures of the review committee for mergers and acquisitions, the assets evaluation information that should be disclosed in the report on major assets reorganization of listed companies, the insider system of listed companies, the information barrier system of securities companies, the producer price index, the indicators of macroeconomic operation prosperity, the relevant contents of total social financing, the relevant contents of foreign exchange holdings and the relevant contents of sovereign debt, so as to keep pace with the requirements of candidates.