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What are the application conditions for Public Offering of Fund?
What are the application conditions for Public Offering of Fund?

Public Offering of Fund is an investment tool widely used by investors, while the issuance of Public Offering of Fund is restricted by certain conditions. The following are the application conditions for the public offering of raised funds in Bian Xiao. Welcome to read and share. I hope you will like them.

Application conditions for public offering funds

(1) Having articles of association that conform to this Law and the Company Law of People's Republic of China (PRC);

(2) The registered capital shall not be less than 1 billion yuan, and it must be paid-in monetary capital;

(3) The major shareholder has a good performance in financial business or management of financial institutions, has a good financial status and social reputation, and its asset size meets the standards set by the State Council, and has no illegal record in the last three years;

(four) the number of personnel who have obtained the qualification for fund practice has reached a quorum;

(5) Directors, supervisors and senior managers have corresponding qualifications;

(6) Having business premises, safety precautions and other facilities related to the fund management business that meet the requirements;

(seven) has a good internal governance structure, perfect internal audit monitoring system and risk control system;

(eight) other conditions stipulated by laws and administrative regulations and the the State Council securities regulatory agency approved by the State Council.

What is a public offering fund?

Public offering fund refers to a securities investment fund that raises funds from public investors in an open way and mainly invests in securities.

Publicly raise funds through the mass media, and promoters gather public funds to set up investment funds for securities investment. Under the strict supervision of the law, these funds have industry norms such as information disclosure, profit distribution and operation restrictions. Funds enjoy the overall market returns, and the excess returns cannot be separated from the performance benchmark for a long time. The larger the scale, the greater the possibility that the fund will get the average profit in the market.

How to check the funds under your name?

1. Log in to official website of CSRC for inquiry: You can inquire about the fund under your name by entering your personal name or ID number on the official website of CSRC, but you need to provide relevant supporting documents.

2. Inquiring about the fund company official website: Most fund companies have official website. You can inquire about the funds under your name by entering your personal name or ID number. However, it should be noted that the funds issued by the same fund company may be scattered in different sales platforms and need to be queried separately in multiple official website.

3. Inquire at a bank or securities company: If an individual buys a fund at a bank or securities company, he can inquire about the fund under his name at that institution.

Why do foundations need to sell:

Fund sales is to invest in the funds raised by the fund. Here are some reasons:

Raising funds: the fund needs to raise funds to achieve its investment objectives. By selling fund shares to investors, the fund can obtain funds for purchasing investment targets.

Achieve economies of scale: The expansion of fund scale can bring economies of scale, including the reduction of investment costs and better investment opportunities. By selling fund shares, the fund can attract more investors' funds, and then expand the fund scale.

Providing investment opportunities: By selling fund shares, funds can provide investors with diversified investment opportunities. Investors can choose their own asset allocation from the fund's portfolio.

Profits and returns: Fund sales also help to bring income and returns to fund companies and fund managers. Fund companies usually charge management fees and fund performance commissions according to the fund size, and these fees and commissions are part of fund sales.

What should I pay attention to in the process of stock operation?

Understand personal risk tolerance: make clear your risk tolerance and make investment decisions according to your own situation. Don't exceed the risk you can bear.

Establish investment strategy: formulate a clear investment strategy, including trading rules, capital allocation, etc. Avoid impulsive trading and emotion-driven decision-making.

Diversification of investment risk: select a number of stocks with different industries, different scales and different risk characteristics to invest and realize risk diversification.

Review the portfolio regularly: review the performance of the portfolio regularly and make adjustments according to the market and individual stocks to ensure the rationality and stability of the portfolio.

Don't blindly follow the trend: avoid blindly following the trend of market speculation or the operation of individual investors, and do your own independent research and judgment.