Market makers are the main body of transactions in the market, constantly providing the market with bid-ask prices, trading with investors with their own funds and securities, thus providing immediacy and liquidity for the market, and realizing certain profits through bid-ask spreads. Recently, the market-making system in science and technology innovation board has been released, and the list of brokers who can obtain market-making qualifications has attracted everyone's attention. Let's see what they have.

What are the names of market makers and brokers in science and technology innovation board?

According to the market-making regulations issued by the China Securities Regulatory Commission, in addition to having perfect business plans, professionals and technical systems, securities companies participating in the initial stage of the pilot also need to meet two conditions in terms of capital strength and compliance risk control ability: First, the net capital in the recent 12 months is not less than 654.38 billion yuan; Second, the classification rating in the last three years is above Grade A and Grade A (inclusive).

Western Securities said that according to the above two core regulations, it is estimated that Guotai Junan, CITIC Securities, Huatai Securities, Galaxy Securities, CITIC Jiantou, China Merchants Securities, Guoxin Securities, CICC, Everbright Securities, orient securities, Ping An Securities, Industrial Securities, Zhongtai Securities, Founder Securities, Oriental Fortune, Guoyuan Securities, Zheshang Securities, Guo Jin Securities, soochow securities, Caitong Securities, Dongxing Securities and Huaxi Securities.

In addition, in terms of access conditions, the "Market Making Regulations" points out that securities companies must meet the following ten conditions. After obtaining the business qualification with the approval of the CSRC, the securities can be traded on other exchanges in accordance with the regulations. Specific conditions include:

1 Qualified for securities proprietary business;

2. The net capital in the last 65,438+02 months is not less than 6,543,850 billion yuan;

3. The classification rating in the last three years is Grade A or above;

4 Risk control indicators such as net capital in recent 18 months have continuously met the prescribed standards;

5. The internal management system and risk control system are sound and effectively implemented;

6. There are enough professionals matching the business, and the company's senior managers and chief risk officers in charge of market trading business have corresponding professional abilities;

7. The implementation plan of the stock market trading business of science and technology innovation board is fully prepared, and the technical system has the conditions to carry out business and passed the evaluation test organized by Shanghai Stock Exchange;

8 The company has not been subjected to administrative punishment or investigated for criminal responsibility for major violations of laws and regulations in recent 1 year;

9. The company has not had any major or above information security accidents in recent 1 year;

10 Other conditions stipulated by China Securities Regulatory Commission.

In view of the strong professionalism of the market-making trading business and the high requirements for the technical systems of securities companies, it is clearly stipulated in the Regulations that the Shanghai Stock Exchange will evaluate and test whether the technical systems of securities companies have the conditions to carry out business. Securities companies that have passed the evaluation and test can apply to the China Securities Regulatory Commission, and the China Securities Regulatory Commission will approve their business qualifications. Securities companies with business qualifications approved by the China Securities Regulatory Commission may conduct securities market-making business in other exchanges in accordance with regulations.