(2) Prudence principle: the core of internal risk control is to effectively prevent all kinds of risks, and the composition of company departments and the establishment of internal management system should take risk prevention and prudent operation as the starting point;
(3) Principle of independence: Risk control should maintain a high degree of independence and authority and be implemented in every specific link of the business;
(4) Principle of effectiveness: The risk control system should comply with the national laws and regulations and the rules of the regulatory authorities, with high authority and become a guide strictly observed by all employees; There can be no exceptions to the implementation of the risk management system, and no employee can have the power to go beyond the system or violate the rules;
(5) The principle of timeliness: With the changes of national laws, regulations, policies and systems, the changes of the internal environment such as the company's business strategy, business policy and risk management concept, and the development of the company's business, the risk control system should be revised and improved in time;
(6) Firewall principle: The company and affiliated companies are strictly separated and independent in business, personnel, institutions, office space, funds, accounts, operation and management, and strictly guard against risks brought to the company by risk transmission and conflicts of interest.