1. How many years is the validity period of the fund performance? Do I have to take the exam again after it expires?
A: The results of the fund qualification examination are valid for 4 years. After you register as a fund practitioner through your organization, you need to attend a specified number of face-to-face training or distance training every year to maintain your qualification. You can log in to the association's distance training system, register for study and update your knowledge in real time.
Second, how can we really get the qualification?
A: You have passed the exams of Subject 1 and Subject 2, and at the same time, you need to submit your registration to China Asset Management Association through your institution to obtain the qualification for fund practice. Just because the scores of both grades are above 60 doesn't mean that you are qualified. To enter a financial institution, you need to register with the association in the name of the unit before it can take effect.
3. Who needs to take the fund qualification examination?
A: Since the Securities Investment Fund Law was revised and promulgated in 20 12, it has been clearly stipulated that fund practitioners should have the qualifications for fund practice, including fund managers and senior managers of fund custodians. At the same time, the establishment of administrators and custodians requires a quorum of qualified personnel.
At the same time, the Measures for the Administration of Securities Investment Fund Sales stipulates that commercial banks, securities companies, futures companies, insurance institutions, securities investment consulting institutions and independent fund sales institutions. You must also have a certain number of employees with professional qualifications, and the department manager of the fund sales business must have it. The announcement of February 5, 20 16 clarified the relevant requirements for private fund managers and senior executives to have the qualifications for fund practice.
In short, to enter the fund industry, it is best to take the qualification examination and get started!
4. How many times does the fund take the exam a year?
A: On the one hand, the scope of the examination has been expanded. On the basis of the unified examination held in 48 cities across the country as planned, the scope of reserved test sites has been expanded from 4 cities to 18 cities since April 38+06, 1965. On the other hand, the examination frequency has been increased, and the weekly appointment examination for senior managers has been launched since June 20 16.