The printing time for the fund practitioner qualification examination admission ticket is from February 22 to February 26.
In order to further standardize fund sales behavior and improve the business level and professional quality of fund sales personnel, the Securities Association of China is scheduled to hold a fund sales personnel professional examination in September 2008.
According to the relevant provisions of the "Securities Law", the "Funds Law" and the "Code of Practice for Securities Investment Fund Sales Personnel", fund sales personnel should have the necessary legal and regulatory, financial, accounting and other majors to engage in fund sales activities. Knowledge and skills, and obtain securities qualifications recognized by the association in accordance with relevant regulations. Fund sales personnel refer to personnel in fund management companies and fund sales agencies entrusted by fund management companies who are engaged in promoting funds, selling fund shares, handling fund share subscriptions and redemptions and other related activities.
Introduction to the Fund Practitioner Qualification Examination:
Have full capacity for civil conduct; have a high school education or above; current and proposed senior managers of public fund managers and private fund managers, Including legal representative, executive partner (appointed representative), chairman, general manager, deputy general manager, institutional compliance, risk control person in charge, chief inspector, etc.; fund custodian, business leader of public fund sales agency, etc. ;Other conditions specified by the China Securities Regulatory Commission.
Under normal circumstances, you can apply if you meet the first three conditions. Comply with the employee management measures issued by the China Securities Regulatory Commission and abide by some rules and regulations. The examination contents include fund laws and regulations, professional ethics and business standards, and basic knowledge of securities investment funds.