Third-party fund sales organizations have more convenient, preferential and professional channels to get close to the people, and can help investors to buy fund products or investment financial services institutions from a more independent and fair standpoint, starting from the actual financial situation and risk tolerance of investors.
The meaning of third-party sales refers to an object other than two interrelated subjects, which we call the third party. The third party can be related to or independent of two subjects. For example, I was going to buy a fund from a fund company, but now I can buy it at a point of sale other than the accident of the fund company.
Extended data:
Fund sales qualification
Commercial banks, securities companies, futures companies, insurance institutions, securities investment consulting institutions, independent fund sales institutions and other institutions recognized by the China Securities Regulatory Commission to apply for the qualification of registered fund sales business shall meet the following conditions:
(1) It has a sound governance structure, internal control and risk management system, and has been effectively implemented;
(2) It is in good financial condition and has stable business norms;
(3) Having business premises, safety precautions and other facilities suitable for the fund sales business;
(4) It has safe and efficient technical facilities for fund sales, subscription and redemption, and meets the relevant requirements of the China Securities Regulatory Commission on the information management platform for fund sales business. The technical system of fund sales business has been networked with the corresponding technical systems of the fund manager and China Securities Depository and Clearing Company, and the test results meet the national standards;
(5) It has formulated a perfect fund settlement process, and the fund management meets the relevant requirements of the China Securities Regulatory Commission on the fund sales settlement fund management;
(6) Having a method system for evaluating the risk tolerance of fund investors and the risk grade of fund products;
(7) It has formulated a sound fund sales business management system such as business process, professional ethics of sales personnel and emergency measures, which meets the relevant requirements of the China Securities Regulatory Commission on the internal control of fund sales institutions;
(8) Having an anti-money laundering internal control system that meets the requirements of laws and regulations;
(9) Other conditions stipulated by the China Securities Regulatory Commission.
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