(1) name of collective plan
Huatai Zijin No.2 collective asset management plan
(2) type of collective plan
unrestricted collective plan
(3) investment target of collective plan
This collective plan focuses on securities investment funds, and strives to achieve the stability of collective plan assets during the operation of this collective plan on the premise of effectively controlling risks and maintaining sufficient liquidity.
(IV) Investment concept of collective plan
This collective plan follows the investment concept of value investment and active investment, is research-oriented, and realizes the best value-added potential of collective plan assets through portfolio investment and quantitative management under the premise of effectively controlling risks.
(V) Investment scope and portfolio ratio of the collective plan
The investment scope is financial instruments with good liquidity, including various domestic securities investment funds, new shares and other financial instruments allowed by the China Securities Regulatory Commission. The main investment scope is:
1. Open-end securities investment funds and closed-end securities investment funds;
2. Cash assets, including bank deposits, bank bills, money market funds and bond reverse repurchase;
3. subscribed new shares.
Portfolio ratio:
1. The investment ratio of non-money market securities investment funds to the net asset value of the collective plan is: no more than 95%;
2. The investment ratio of cash assets to the net asset value of the collective plan is not less than 5%.
(6) Duration of the collective plan
5 years
(7) Opening period
One month after the establishment of the collective plan is a closed period, and the duration after the closure period is an open period. This collective plan accepts the client's application for participation or withdrawal on any working day during the opening period.
(VIII) Target scale (total share) of the collective plan
The maximum raising scale of this collective plan during the promotion period is 2 billion shares (including the manager's participation share, excluding the interest transfer share of the participating funds).
the maximum fundraising scale for the duration of this collective plan is 3 billion copies (including the participation share of managers).
when the scale of the collective plan on dividend day has reached the maximum scale, the share of the collective plan increased due to dividend reinvestment is not limited by the maximum scale.
(IX) unit face value and participation price of collective plan
The face value of the unit share of this collective plan is RMB 1 yuan.
during the promotion period, the unit share participation price of the collective plan is RMB 1.; On the open day, the unit share participation price of the collective plan is the net value of the collective plan unit on that day.
(1) Minimum amount of participation of a single client
The minimum amount of participation of a single client for the first time is 1, yuan.
(11) Features of the collective plan
1. The risks are * * * and the benefits are * * *
This collective plan has special participation clauses for managers, and the managers of the collective plan participate in this collective plan with their own funds, and promise not to quit early during the duration of this collective plan. The collective plan manager and the client will enjoy the benefits and bear the risks in proportion to the share of this collective plan.
2. Strong liquidity
This collective plan will be opened every working day one month after its establishment to meet the client's demand for liquidity.
3. No participation fee
(12) Important commitments of the collective plan manager
At the end of the promotion period of this collective plan, Huatai Securities Co., Ltd., the collective plan manager, will subscribe for 5% of the total participation in the plan in full, but at most it will not exceed 1 million yuan. The manager of this collective plan will bear the risks and enjoy the benefits in proportion to the share of the plan held by the client.
(13) promotion target and promotion organization of collective plan
1. promotion target
individual investors and institutional investors in China, and the investor is already a customer of the promotion organization.
2. Promotion agencies
Huatai Securities, China Merchants Bank, Industrial Bank, Shenzhen Development Bank and Industrial Securities.
the manager of this collective plan may, according to the requirements of relevant laws and regulations, choose other qualified promotion agencies to sell this collective plan as agents, and notify them in each promotion agency in time and report them to the dispatched office of China Securities Regulatory Commission where the registration place and promotion place are located for the record.
(XIV) Promotion time
It shall not exceed 6 working days from the date when the China Securities Regulatory Commission issues the approval document for this collective plan specification, and the specific promotion time shall be subject to the promotion announcement of this collective plan.
(15) Promotion method
Mainly publicize the collective asset management plan to customers directly through the business outlets of the collective plan manager and other promotion agencies, and cooperate with the website promotion of the collective plan manager and other promotion agencies and other private placement promotion methods to make customers know the characteristics, risks and other rights and obligations of the collective asset management plan in detail, but it is not allowed to promote the collective asset management plan through radio, television, newspapers and other public media.