There are two ways to handle the subscription, subscription or redemption of open-end funds: 1. On-site trading: refers to the use of Shanghai or Shenzhen securities accounts (stock accounts or closed-end fund accounts) through the stock entrustment system. 2. OTC transaction: refers to the use of the open-end fund account of the fund company and the handling through the open-end fund entrustment system. Introduction to the trading process of open-end funds 1. Open the customer number, etc. (See A-share account opening process for details) 2. Shanghai fund connect business. Business Introduction Handling the subscription, subscription and redemption of open-end funds through Shanghai Stock Exchange is a new channel for investors to handle the subscription, subscription and redemption through fund managers and their consignment agencies. Investors who subscribe, purchase and redeem fund shares through the on-site system of the Shanghai Stock Exchange shall designate qualified members of the Shanghai Stock Exchange to handle it on their behalf in accordance with the provisions of the Trial Measures for the Comprehensive Designated Trading System of the Shanghai Stock Exchange. (2) The reporting element is 1, and the securities code for subscription reporting is 52 1 * *. The method of "subscription by amount" is adopted, and investors fill in the application according to the subscription amount. Tip: Use the "Buy" menu to trade A shares. 2. Time and place of subscription and redemption of fund shares. The Shanghai Stock Exchange accepts the application and redemption of fund shares during the matching trading hours of each trading day (9: 30 to 1 1: 30, 13: 00 to 15: 00). The code of the securities to be purchased and redeemed is 5 19***, and the principles of "amount purchase" and "share redemption" are adopted, that is, the purchase amount is filled in for quantity application and the redemption share is filled in for quantity application. "Buy" corresponds to the "Buy" menu of A-share trading, and "Redemption" corresponds to the "Sell" menu of A-share trading. The transaction price of subscription and redemption is determined according to the net value of fund shares on that day. Since the declared price column cannot be empty, the agreement is always filled in as "1 yuan". The minimum subscription amount and redemption share shall be determined and announced by the fund manager. On the basis of the minimum subscription amount, the cumulative subscription amount is 65,438+000 yuan or its integral multiple, but the maximum subscription amount cannot exceed 99,999, 900 yuan; The share of a single redemption fund is an integer, but it cannot exceed 99,999,999 at most. From T+2, investors can inquire about the results of subscription and redemption and the fund shares obtained through subscription in the business departments of SSE members who submitted the declaration. 3. Set the declared securities code of the fund dividend method to 523***, and the trading direction can only be "buy" but not "sell"; "Price" is the code of the fund dividend method, where 100 yuan is converted into a dividend, and10/yuan is a cash dividend; The declared quantity is 1. Special note: the method of setting fund dividends can only be handled at the counter of our business department. 4. On-site subscription, subscription and redemption of funds can be handled through hotkeys, telephone entrustment and online transactions of our A-share trading system. (3) Cross-market custody transfer: The code of the securities transferred from OTC is 522***, and "transfer out" corresponds to "sell out". When transferring out, fill in the seller's code of the transferee in the price column, with the range of 1-999 yuan. From T+2, investors can inquire about the transferred-in fund share of the transferred-in fund at the fund manager of the OTC transferee or its consignment agency, or they can also inquire about the transferred-in fund share of the transferred-in fund at the qualified SSE members designated for trading on the OTC market. Tips: If an investor handles the cross-market transfer of inter-fund custody business with the Company, the Shanghai seat number of the Company is 23078. Three. LOF business introduction (I) Business introduction: Listed open-end funds (LOFs for short) are based on the current open-end fund operation mode, adding channels for offering, subscription, redemption and trading in Shenzhen Stock Exchange. Its main features are: 1. This fund can be sold at the same time in Shenzhen Stock Exchange, fund managers and their consignment agencies. The Shenzhen Stock Exchange adopts the online distribution method, and the fund managers and their consignment agencies follow the current counter sales method. 2. After the Fund is listed on the Shenzhen Stock Exchange, investors can choose to buy and sell the fund shares through matching transactions in the trading system of the Shenzhen Stock Exchange, or they can choose to purchase and redeem the fund shares with the net value of the fund shares after the close of the day in the trading system, fund managers and consignment agencies of the Shenzhen Stock Exchange. 3. Funds subscribed, purchased and bought through the trading system of Shenzhen Stock Exchange are registered in the China Securities Registration and Settlement System, and can be declared for sale or redemption through the securities business department to the trading system of Shenzhen Stock Exchange. Selling is completed by electronic matching price in the form of stock trading, and redemption is completed by the net value of fund shares closed on the same day. 4. Cross-system transfer custody can be used to change the custody location of fund shares between on-site and off-site. The fund code consists of six Arabic numerals, and the first two digits are marked with "16" or "15". (2) Application factor 1. During the fund-raising period, investors can apply for subscription in all business departments of the Company. Investors can subscribe for multiple times in the same trading day, and the amount of each subscription must be 1000 or its integral multiple. Tips: Investors can subscribe through the "Buy" menu of our A-share trading system, through hot key subscription, telephone entrustment subscription and online trading subscription. The subscription fee is charged directly from the investor's capital account at the time of subscription. For example, if an investor subscribes to a fund of 65,438+0,000 yuan, the subscription rate is 1%. The amount collected by the system at the time of subscription is RMB 65,438+0,065,438+00 (namely, RMB 65,438+0,0438+0,000 * 0.065,438+0). 2. The applicant for on-site subscription is 65,438+0 yuan RMB, and the applicant for redemption is 65,438+0 fund shares; On-site redemption is a fixed redemption rate, and the redemption rate cannot be set in stages according to the holding time of shares. Tips: Please use the hotkey of our business department to use the "LOF subscription" and "LOF redemption" menus of the A-share trading system entrusted by our company. Please consult the sales staff for specific operation. LOF fund trading business can be conducted through hot keys, telephone entrustment and online trading in the "buy date" and "sell date" menus of our A-share trading system. (3) Cross-market custody transfer business 1. Investors can directly choose to sell or redeem the fund shares entrusted by the exchange, whether they subscribe, purchase or buy on the exchange. (1) After the listing of the Fund, the fund shares subscribed during the fund raising period can be directly traded in the secondary market at the electronic matching price, or redeemed at the net value of the fund shares on the same day; (2) The fund shares purchased in the market on T day can be sold or redeemed on T+2 day; (3) The fund shares bought on T day can be sold or redeemed on T+ 1 day. 2. Shares of listed open-end funds subscribed and purchased by investors through fund managers and their consignment agencies can only be redeemed and cannot be sold through the trading system of Shenzhen Stock Exchange. If investors want to sell their fund shares through the trading system of Shenzhen Stock Exchange, they can first handle cross-system transfer custody, transfer the fund shares into the trading system of Shenzhen Stock Exchange, and then entrust the securities business department to sell them. Tips: If investors transfer the cross-market custody business of LOF funds to the Shenzhen Stock Exchange trading system of our bank, the seat number of our bank is 236700. 3. The custody fee of 3.LOF fund is: the custody fee for off-site transfer (between the fund counter and the exchange) that needs to be completed free of charge through the exchange: 30 yuan for off-site transfer and on-site transfer (attached: regardless of the amount, the number of transactions on the same day and the fund type, the same investor only collects a single custody fee from the same transferor on the same day).