Like the fund industry and the futures industry, the securities qualification certificate can only be obtained by applying for the establishment of an institution besides passing the examination. The deep space network below the securities qualification certificate application guide will explain it in detail.

Notes on application for securities qualification certificate

After passing two grades of the securities qualification examination, you can apply for the securities qualification certificate. However, candidates should note that the practice certificate is not applied by individuals, but requires the applicant to work in a securities company, and the institution where he works applies to the association.

The specific process is as follows:

1. Prepare relevant materials and submit them to institutions.

(1) Practice Certificate Application Form

(2) Copy of ID card

(3) Copy of academic certificate

(4)2-inch color ID photo, etc.

2. The agent administrator needs to make a preliminary examination, review and confirmation of the application form for vocational certificate.

3. The written application form shall be kept by the institution for future reference, and the electronic application form shall be submitted to the Securities Industry Association.

4. An application form for practicing certificate submitted by the audit institution of the Securities Industry Association.

5. When necessary, the Securities Industry Association may require the institution to submit a written application form and relevant certification materials.

6. The Association will approve those who meet the requirements, and finally generate an electronic practice certificate, which will be published on the website of the Association.

What are the employment directions for the securities qualification certificate?

1. Engaged in securities investment consulting business, using professional knowledge to provide securities investors or customers with services such as securities investment analysis, prediction or suggestion.

2. Professionals engaged in securities agency issuance business in securities institutions.

3. Become the deputy manager of each business department in the securities investment consulting institution.

4. To obtain the securities qualification certificate, the employment directions that can be considered are banks, investment companies, listed companies, financial institutions, financial media, internet finance companies, etc.