After passing the initial examination of fund business subjects, within the validity period of the results (the validity period of the qualified results of fund business subjects is 4 years), first register the securities business, and then let the institution apply for the qualification certificate of fund business. If candidates are not sure whether they can apply for the qualification certificate of fund practice within the validity period of the results, then it is recommended to apply for 2 subjects of fund practice.
The qualification examination for securities practitioners is a national unified examination organized by China Securities Industry Association. Securities qualification is a necessary certificate for entering the securities industry, and it is an important reference for entering banks or non-bank financial institutions, listed companies, investment companies, large enterprise groups, financial media and government economic departments.
Therefore, taking the qualification examination for securities practitioners is the first level to engage in the securities profession, and the qualification certificate for securities practitioners is also called the securities industry access certificate. The examination time is determined by the Securities Industry Association every year, and all the qualification examinations have been registered online, and the students are assessed by means of national unified examination and closed book.
China Securities Industry Association exercises the responsibility of obtaining securities industry qualification and management practice certificate. Those who have passed the qualification examinations for basic disciplines and professional disciplines organized by the Association are qualified. If the basic subjects and two or more professional subjects (including two) are qualified, the first-class professional level certification certificate will be obtained.
Application procedure
1. The applicant logs into the association's practice certificate management system, fills in the Practice Certificate Application Form, and submits it to the institution together with the printed written application form and other application materials specified in Article 8.
2. The institution manager shall conduct preliminary examination and confirmation on the Application Form for Practice Certificate. The written application form is kept by the organization for future reference, and the electronic application form is submitted to the association.
3. The Association shall examine the application form for practicing certificate submitted by the institution, and may require the institution to submit a written application form and relevant certification materials when necessary. The association shall complete the examination within 30 days after receiving the complete application materials.