Original valid ID card (required);
The original securities account of the investor's original exchange (required);
Completed, signed and sealed Application Form for Confirmation Transfer Business.
Institutional investors need to provide the following information:
Original business license or registration certificate
Copy of business license or registration certificate stamped with the official seal of the unit (one of the above two items must be provided);
Original power of attorney for fund business stamped with the official seal of the unit and the seal of the legal representative or authorized person;
Original identity certificate of the authorized person;
Original seal card;
Original securities account;
When an investor submits an application, it is confirmed that the application share of the business is the number of fund shares of the original closed-end fund held by the investor when the fund is delisted, and the fund code and name are those of the new open-end fund after the transformation.
After checking that the identity of the investor is consistent with the application share, the registration institution successfully confirms the right to register the fund share due to the investor in the investor's fund account;
If they are inconsistent, the confirmation fails, and investors can re-apply for the right confirmation business after finding out the reasons for the failure and correcting them.