1) fund laws and regulations: fund law, fund operation management measures issued by the State Council, guiding opinions and principled things issued by securities industry association, and relevant rules on fund trading issued by Shanghai and Shenzhen stock exchanges.

2) Professional ethics: the professional ethics that fund employees should have.

3) Business norms: offering, trading, operation, dividend distribution and risk control of funds.

Including: chapter 65438 +0-5, chapter 65438 +06, chapter 20-25 and other chapters *** 12 (you want to buy books)

Subject 2: Basic knowledge of securities investment funds (more emphasis on understanding)

In theory, it is much easier to understand things by buying funds.

Including: Chapter 6-15, Chapter 17-19, Chapter 26 and other chapters.

Subject 3: Basic knowledge of private equity investment funds (only for private equity practitioners, but also for non-private equity practitioners)

It's a new subject, because the association requires private placement to also take the examination of fund practice. Therefore, in order to reduce the resistance, private placement courses were added and the exams were handed over to friends with private placement experience.

To prepare for the exam, you can use WeChat search applet: fund qualification assistant.