A-share counseling filing process?

1. Regarding the legal basis and requirements for listing guidance, the "Measures for the Administration of the Sponsorship Business of Securities Issuance and Listing" (Order No. 63 of the China Securities Regulatory Commission, 2009, hereinafter referred to as the "Sponsoring Measures") clearly requires that sponsors should conduct a review of the issuance before applying.

A person will provide guidance, and the China Securities Regulatory Commission dispatched office (hereinafter referred to as the "Securities Regulatory Bureau") where the issuer is located will provide guidance and acceptance.

Therefore, receiving guidance from the sponsor and passing acceptance is a necessary procedure for an A-share IPO.

The specific provisions of the "Recommendation Measures" are: Article 25: Before recommending an issuer's initial public offering of stocks and listing, the sponsor shall provide guidance to the issuer, and provide guidance to the issuer's directors, supervisors, senior managers, and those holding 5

Shareholders and actual controllers (or their legal representatives) of more than % of the shares should receive systematic training on laws and regulations and securities market knowledge, so that they can fully understand the relevant laws, regulations and rules on issuance and listing, standardized operations, etc., and be aware of information disclosure and implementation

Responsibilities and obligations in terms of commitments and other aspects, and establish a sense of integrity, self-discipline and legal awareness when entering the securities market.

Article 26: After the sponsor institution’s counseling work is completed, the CSRC dispatched office where the issuer is located shall conduct counseling and acceptance.

Judging from the above provisions, it is clear: 1) In addition to the issuer itself, the counseling targets also include the issuer’s directors, supervisors and senior managers, shareholders holding more than 5% of the shares and actual controllers (or their legal representatives)

Person); 2) The content of the coaching includes systematic training on regulatory knowledge and securities market knowledge, so that they can fully master the relevant laws, regulations and rules in issuance and listing, standardized operations, etc., and understand the responsibilities and obligations in information disclosure and fulfillment of commitments, etc.

Establish a sense of integrity, self-discipline and legal awareness when entering the securities market.

The full text of the Securities Law?

The full text includes: Chapter 1 General Principles.

Chapter 2 Securities Issuance.

Chapter 3 Securities Trading.

Chapter 4 Acquisition of Listed Companies.

Chapter 5 Stock Exchange.

Chapter 6 Securities Companies.

Chapter 7 Securities Registration and Clearing Institutions.

Chapter 8 Securities Service Institutions.

Chapter 9 Securities Industry Association.

Chapter 10 Securities Regulatory Agencies.

Chapter 11 Legal Liability.

Chapter 12 Supplementary Provisions.

What information is needed for financial filing?

In China, according to the regulations of the national financial department, any financial or business system used by a company must pass the acceptance of the financial bureau to which it belongs, that is, through computerized accounting filing.

Computerized accounting filing refers to the process by which enterprises and administrative institutions should go to the relevant financial departments to test and file electronic accounting data and visible accounting documents before replacing manual accounting with computers.

The data interface specification standard for computerized accounting filing, namely the "Information Technology Accounting Software Data Interface" national standard (GB/T19581-2004), was compiled by the National Audit Office and the Ministry of Finance, and has been approved and released by the National Standardization Management Committee.

It was implemented nationwide on January 1, 2005.

Materials required for filing: 1. Fill in three copies of the "Registration Form for Computer Substitution of Manual Accounting for Units in a District of XXX City"; 2. A copy of the unit's tax registration certificate; 3. A copy of the professional qualification certificate of the person in charge of the accounting agency (accounting supervisor)

; 4. Copies of accounting personnel’s accounting qualification certificates and computerized certificates; 5. Accounting account code list; 6. Computerized accounting management system formulated based on the specific conditions of the unit; 7. Letter of commitment to standardize the basic accounting work of the unit; 8

.Submit complete monthly accounting data floppy disks including initialization data during the parallel period (except for public institutions, financial and insurance companies, and securities institutions). The exported data must comply with the "Information Technology Accounting Software Data Interface Specification" (GB/T19581-

2004) latest standard requirements; 9. Accounting document samples printed and output during human-machine parallelization, including different types of accounting mechanism vouchers, cash and bank journals, detailed accounts of a certain subject, general ledger and accounting statements.

(The submitted data floppy disk and the accounting document sample are for the same accounting period) Note: The last two items must be completed through software development, and the standard filing process of the data interface must be fully understood. Step 1: Original data preparation Step 2: National standard standardization

The third step of the process: Form the filing interface information. The fourth step: Obtain the filing certificate from the Finance Bureau. When an enterprise performs computerized accounting filing, it can consult a third-party agency to help the enterprise successfully obtain the filing certificate.

The reasons are as follows: 1. Have a good grasp of the filing process.