List of securities self-operated varieties of securities companies

1. Securities that have been and can be listed and traded on domestic stock exchanges according to law.

2. The following securities that have been and can be legally traded in the domestic interbank market: RMB bonds of international development institutions; Central bank bills; Financial bonds; Short-term financing bonds; Corporate bonds; Medium-term notes; Corporate bonds.

3. Securities issued with the approval or filing of China Securities Regulatory Commission according to law and traded on the counter of domestic financial institutions.

This kind of securities mainly refers to open-end funds, wealth management products of securities companies and other securities that are approved by China Securities Regulatory Commission or issued by China Securities Regulatory Commission for the record and sold by financial institutions such as commercial banks and securities companies.

Securities companies that buy or sell securities for the purpose of underwriting or participate in financial derivatives trading for the purpose of hedging risks may not be restricted by the self-operated list. Since April 20 10 and April 2 1 year, according to the requirements of the China Securities Regulatory Commission's Guidelines for Securities Companies to Participate in Stock Index Futures Trading, securities companies can participate in stock index futures trading for the purpose of hedging.

In addition, a securities company with securities proprietary business qualification may, according to relevant regulations and with the approval of China Securities Regulatory Commission, set up a subsidiary to invest in financial products other than the List of Securities Proprietary Investment Varieties of Securities Companies.

Therefore, there is no problem in securities investment in Public Offering of Fund.

There must be.