Securities practitioners cannot use their parents' accounts to trade stocks. Do not take advantage of his position to engage in securities trading activities for the purpose of obtaining speculative interests. Securities practitioners use their positions to engage in securities trading activities in order to gain speculative interests, which not only violates relevant laws and regulations, but also infringes on the legitimate rights and interests of investors, encourages speculation in the securities market and may lead to abnormal fluctuations in the securities market.

Do not provide customers with positive opinions on the rise and fall of securities prices. The securities market is unpredictable, and practitioners in the securities industry provide customers with affirmative opinions on price changes. Once customers are lost due to wrong prediction, it is likely to lead to legal disputes, which will affect the interests of customers and the reputation of employees and the securities industry.

Extended materials have to use their dominant position in the transaction to restrict customers' business activities to exclude competition. In order to stay ahead of the competition, special or superior conditions are used to restrict customers' business activities in transactions.

This practice violates the principle of "three publics". Securities practitioners should treat all customers equally, whether they are big customers or small customers, whether they are competitors or competitors.

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