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How to handle the filing process of private equity funds and matters needing attention
2065438+On February 5, 2006, China Asset Management Association (hereinafter referred to as "the Association") issued the Announcement on Further Standardizing the Registration of Private Equity Fund Managers, making it clear that newly registered private equity fund managers should submit legal opinions issued by China Law Firm through the private equity fund registration and filing system. The promulgation of this regulation marks that the registration of private fund managers has entered a new stage.

After more than a year's practice, the Association issued a series of questions and answers, guidelines, organized training, and arranged for law firms and managers' representatives to answer questions, so that private fund managers, law firms and other intermediaries had a deeper understanding of the requirements for managers and private fund filing. The Association encourages and supports the registration of high-quality private fund managers, and is cautious about applicants with weak qualifications and low degree of specialization.

I. Qualification of senior management personnel

There must be at least two senior managers with fund qualification, among whom the legal representative must be qualified, and one of the general manager and the person in charge of risk control must be qualified.

Executives must be natural persons who have registered their qualifications or personal information in the Employee Management System.

Second, the scope of business

Just follow the above registration requirements.

Three. registered capital

The paid-in capital can guarantee the company's operation for more than 6 months, which is better than the registered capital of 25% and 3 million.

Fourth, the office conditions

Need to have an actual office address, more than 200 square meters, to meet the normal work of all employees of the company, as well as suitable office equipment. According to the new revision notice of China Foundation Association, the system needs to upload the picture of the office building where the institution is located and the picture of the institution's front desk.

Verb (short for verb) employee

There are more than 65,438+00 employees (less than 5 with certificates), and the organizational structure is: general manager, investment department, risk control department, marketing department, personnel administration department, finance department, etc. , each with 1-2 employees, including general manager, risk control director and investment manager.