Northeast Securities is a class B BBB brokerage firm. As the only comprehensive brokerage company in Northeast China, the company has obvious regional advantages and relative competitive advantages. The company conducts comprehensive securities business, including securities brokerage business, securities underwriting business, securities proprietary business, securities asset management business, securities investment consulting (including financial consultants) and other businesses. The company has 10 functional management departments, four branches and a business management department, and currently employs more than 3,000 people. The company shares in Oriental Fund Management Co., Ltd. and Yin Hua Fund Management Co., Ltd., and holds Bohai Futures Co., Ltd.

First, the business segment of Northeast Securities

1. Big investment banking business: The company's big investment banking business is committed to providing comprehensive investment and financing solutions for SME customers, and has become a capital intermediary service provider with unique competitive advantages and brand value in specific regions, markets, industries and other fields.

2. Investment and sales transaction business: The company's investment and sales transaction business is committed to the "two-wheel drive" of equity self-operated business and fixed-income self-operated business, giving play to the empowering role of research and consulting business, cultivating quantitative trading, market-making trading and alternative investment institutions with their own characteristics, and ensuring the company to achieve stable income through the bull-bear cycle.

3. Asset management business: The company's asset management business is committed to gradually building a medium-sized wealth management institution with differentiated competitive advantages by establishing a complete product system and customer service system, focusing on serving financial institutions, listed companies, high-net-worth customers and retail customers, and driven by good performance.

4. Big retail business: The company's big retail business is committed to providing professional asset allocation services for high-net-worth customers by aggregating resources, accompanying young customers to grow up through digital services, meeting the risk management needs of corporate customers through high-quality modern financial derivatives services, and building a wealth management ecosystem with obvious service advantages.

Second, the concept of Northeast Securities

Adhere to the "customer-centric" service concept, provide direct financing services for entity enterprises, provide comprehensive, diversified and professional financial services for customers' investment and wealth management, and better meet customers' increasingly diversified wealth allocation needs. Relying on complete business qualifications, the company is mainly engaged in four major sectors: big retail business, big investment banking business, investment and sales trading business and asset management business.