The situation that the fund industry association only needs to take subject 1 is as follows: Specifically, it has engaged in asset management-related business in the last three years, with an average annual asset management scale of more than 6.5438+million yuan, or passed the securities qualification examination (excluding securities investment funds and securities issuance and underwriting subjects), futures qualification, banking qualification, chartered financial analyst (CFA) and other financial qualification examinations. Or obtain the qualification of certified public accountant, legal professional qualification, asset appraiser, or serve as a director, supervisor, senior manager and other private placement practitioners of a listed company, and only need to pass the subject one exam to obtain qualification recognition.
The current securities qualification examination and fund qualification examination are organized and implemented separately, so they need to apply separately.