Examination Outline National Unified Examination Outline for Fund Practitioner Qualifications - Fund Laws and Regulations, Professional Ethics and Business Standards 1. Target personnel should comply with the Securities Investment Fund Law, the Securities Regulatory Authority of the State Council and the Fund Industry Association Various laws and regulations, self-regulatory rules and professional ethics promulgated, and master basic business standards. In order to enhance the compliance and legal awareness of fund practitioners and improve their level of compliance with professional standards, the subject "Fund Laws and Regulations, Professional Ethics and Business Standards" is specially set up. 2. Talent level Talent level is the minimum threshold for candidates’ mastery of professional knowledge, and is divided into three levels: (1) Mastery: candidates must understand and master the content in examinations and practical work. (2) Understanding: Candidates must have a clear understanding of the concept, philosophy, principles, significance, scope of application, etc. of the test point. (3) Understanding: As an extensive reading content, candidates have a basic understanding of it. 3. Exam content and ability threshold

Candidates should master or apply the following relevant laws and regulations, professional ethics and business standards in their work based on the examination content and ability level threshold of this subject, and adhere to professional values, Follow professional ethics and maintain a professional attitude.

Outline of the National Unified Examination for Fund Practitioner Qualifications - Basic Knowledge of Securities Investment Funds 1. The overall goal is to ensure that fund practitioners master and understand the basic knowledge and professional skills related to the fund industry, and have the necessary professional abilities to practice. The special course "Basic Knowledge of Securities Investment Funds" is specially created. 2. Talent level Talent level is the minimum threshold for candidates’ mastery of professional knowledge, and is divided into three levels: (1) Mastery: candidates must understand and master the content in examinations and practical work. (2) Understanding: Candidates must have a clear understanding of the concept, philosophy, principles, significance, scope of application, etc. of the test point. (3) Understanding: As an extensive reading content, candidates have a basic understanding of it.

3. Exam content and ability threshold Candidates should master the basic knowledge and professional skills necessary for the following professions based on the examination content and ability level threshold of this subject, and have the practical skills to comprehensively apply relevant knowledge in the practice process 1526