Current location - Trademark Inquiry Complete Network - Tian Tian Fund - Basic confidentiality requirements in the professional ethics of fund practitioners
Basic confidentiality requirements in the professional ethics of fund practitioners
The basic requirements for confidentiality in the professional ethics of fund practitioners are as follows:

1. Fund employees shall properly keep it and strictly keep the secrets of customers. Customer information and transaction information shall not be disclosed without permission.

2. Fund employees shall not disclose the information of relevant parties they know in their practice activities and the business secrets of their affiliated institutions. Never use it to seek illegitimate rights for yourself or others.

3. Fund employees shall not disclose the inside information obtained in their practice activities. ?

Fund, in English, refers to a certain amount of funds set up for a certain purpose. It mainly includes provident fund, trust and investment fund, insurance fund, retirement fund and various foundation funds.

From the accounting point of view, capital is a narrow concept, which refers to funds with specific purposes and uses. The fund we are talking about mainly refers to the securities investment fund.

Operation skills:

First, look at the market outlook and then operate;

The income from fund investment comes from the future. For example, if you want to redeem stock funds, you can first look at whether the future development of the stock market is a bull market or a bear market. Then decide whether to redeem or not, and make a choice on the timing. If it is a bull market, it can be held for a period of time to maximize the benefits. If it is a bear market, redeem it in advance and put it in the bag.

Second, switch to other products;

Converting high-risk fund products into low-risk fund products is also a kind of redemption, such as converting stock funds into money funds. This can reduce the cost, the conversion fee is generally lower than the redemption fee, while the money fund has low risk, equivalent to cash, and the income is higher than the current interest. Therefore, conversion is also an idea of redemption.

Third, regular fixed redemption;

Like regular investment, regular fixed redemption can do daily cash management and stabilize market fluctuations. Fixed-term redemption is a redemption method of fixed-term investment.